Alexis Ferris has been an investment adviser representative at TLWM since September 2025, and is not listed among the firm’s executive officers or direct owners.
TLWM, LLC is a San Antonio, TX firm with $605M under management, 1,262 clients and 9 advisers across 5 offices, as of its March 2026 filing.
Investment adviser representative registrations
Alexis Ferris is registered as an investment adviser representative in Texas, since September 2025.
- TexasSince 5 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 27 January 2026 |
| Series 7TO | General Securities Representative Examination | 5 January 2026 |
| SIE | Securities Industry Essentials Examination | 1 October 2025 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 September 2025 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 8102934
- Firm
- TLWM · CRD 158305
- Office
- 40 NE LOOP 410, SUITE 644, San Antonio, TX 78216
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Alexis Ferris work?
Alexis Ferris is an investment adviser representative registered through TLWM, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Alexis Ferris a financial advisor?
Yes. Alexis Ferris has a current investment-adviser registration in Texas, through TLWM since September 2025.
How many years of experience does Alexis Ferris have?
Alexis Ferris has 1 year in the financial industry, since September 2025, across 1 adviser firm.
What exams has Alexis Ferris passed?
Alexis Ferris has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in September 2025.
Where is Alexis Ferris based?
Alexis Ferris’ registered office is in San Antonio, TX.
Is Alexis Ferris registered with FINRA?
Yes. Alexis Ferris has a current broker registration, under CRD 8102934.
Source: FINRA BrokerCheck
How can I verify Alexis Ferris’ record?
Search CRD 8102934 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Alexis Ferris’ full registration record.