Alexander Richani has been an investment adviser representative at Woodward Financial Advisors since September 2021, and is not listed among the firm’s executive officers or direct owners.
Woodward Financial Advisors, Inc. is a Chapel Hill, NC firm with $641M under management, 203 clients and 7 advisers in one office, as of its April 2026 filing.
Alexander Richani’s longest registration is the current one, 5 years at Woodward Financial Advisors since 2021. Before joining Woodward Financial Advisors in 2021, Alexander Richani was registered through Advice and Planning Services and Scottrade Investment Management.
- – present · 5 yearsChapel Hill, NC · Adviser representative · Firm CRD 150641
- Advice and Planning Services– · 3 yearsDurham, NC · Adviser representative · Firm CRD 20472
- Scottrade Investment Management– · under a yearSaint Louis, MO · Adviser representative · Firm CRD 169988
- LPL Financial LLC– · under a yearFort Mill, SC · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Alexander Richani is registered as an investment adviser representative in North Carolina, since September 2021.
- North CarolinaSince 7 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 9 June 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 October 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 July 2013 |
| Series 7 | General Securities Representative Examination | 22 July 2013 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alexander Munib Richani
- CRD
- 6215239
- Firm
- Woodward Financial Advisors · CRD 150641
- Office
- 101 GLEN LENNOX DRIVE, SUITE 110, Chapel Hill, NC 27517
- Registration
- Investment adviser registration
- In the industry since
- October 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Alexander Richani work?
Alexander Richani is an investment adviser representative registered through Woodward Financial Advisors, Inc. since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Alexander Richani a financial advisor?
Yes. Alexander Richani has a current investment-adviser registration in North Carolina, through Woodward Financial Advisors since September 2021.
How many years of experience does Alexander Richani have?
Alexander Richani has 13 years in the financial industry, since October 2013, across 4 adviser firms.
What exams has Alexander Richani passed?
Alexander Richani has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 7TO. The earliest, the Series 7, was passed in July 2013. FINRA credited Alexander Richani with the SIE, which began in October 2018.
Where did Alexander Richani work before Woodward Financial Advisors?
Before Woodward Financial Advisors, Alexander Richani was registered through Advice and Planning Services, March 2018 to June 2021; Scottrade Investment Management, June 2017 to March 2018; LPL Financial LLC, November 2016 to March 2017.
Where is Alexander Richani based?
Alexander Richani’s registered office is in Chapel Hill, NC.
Is Alexander Richani registered with FINRA?
No. Alexander Richani has no current broker registration.
How can I verify Alexander Richani’s record?
Search CRD 6215239 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alexander Richani’s full registration record.
