Alexander Monte has been an investment adviser representative at Monte Financial Group since July 2014, and is not listed among the firm’s executive officers or direct owners.
Monte Financial Group, LLC is a Guilford, CT firm with $482M under management, 434 clients and 7 advisers in one office, as of its March 2026 filing.
Alexander R. Monte is a Wealth Advisor and Risk Manager of Monte Financial Group. As a Wealth Advisor, he works with individuals and families on wealth strategies, financial plans, and investment policies, with a focus on comprehensive financial planning through all stages of wealth accumulation and distribution. As Risk Manager, he works with the Asset Management team on a process to identify and measure risk for the Equity Income strategy. He joined Monte Financial Group in June 2014.
- Monte Financial Group, LLCCurrent– present · 12 yearsGuilford, CT · Adviser representative · Firm CRD 150119
Professional designations
Listed by Monte Financial Group
- Certified Private Wealth Advisor (CPWA®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Investment Management Analyst (CIMA®)
Investment adviser representative registrations
Alexander Monte is registered as an investment adviser representative in Connecticut, since March 2015.
- ConnecticutSince 5 March 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 March 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Alexander Robert Monte
- CRD
- 6351502
- Firm
- Monte Financial Group · CRD 150119
- Office
- 30 LONG HILL ROAD, Guilford, CT 06437
- Registration
- Investment adviser registration
- In the industry since
- July 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- montefinancialgroup.com
Where does Alexander Monte work?
Alexander Monte is an investment adviser representative registered through Monte Financial Group, LLC since July 2014, and is not listed among the firm’s executive officers or direct owners.
Is Alexander Monte a financial advisor?
Yes. Alexander Monte has a current investment-adviser registration in Connecticut, through Monte Financial Group since July 2014.
How many years of experience does Alexander Monte have?
Alexander Monte has 12 years in the financial industry, since July 2014, across 1 adviser firm.
What exams has Alexander Monte passed?
Alexander Monte passed the Series 65 in March 2015.
Where is Alexander Monte based?
Alexander Monte’s registered office is in Guilford, CT.
Is Alexander Monte registered with FINRA?
No. Alexander Monte has no current broker registration.
Is Alexander Monte a CFP?
Monte Financial Group lists Alexander Monte with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Alexander R. Monte biography, montefinancialgroup.com
How can I verify Alexander Monte’s record?
Search CRD 6351502 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alexander Monte’s full registration record.
