Alexander Butters has been Chief Compliance Officer of Insight Advisors since April 2025, is not listed as a control person, but directly owns under 5% of the firm.
Insight Advisors, LLC is a Newtown, PA firm with $786M under management, 899 clients and 16 advisers across 3 offices, as of its May 2026 filing.
Alexander Butters’ longest registration was 7 years at PKS Advisory Services, LLC (2016–2023).
- PKS Advisory Services, LLC– · 7 yearsSanta Monica, CA · Adviser representative · Firm CRD 125648
- National Planning Corporation ("NPC of America" in FL & NY)– · 1 yearEl Segundo, CA · Adviser representative · Firm CRD 29604
- Nations Financial Group, Inc.– · 1 yearCedar Rapids, IA · Adviser representative · Firm CRD 44181
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 17 May 2013 |
| Series 66 | Uniform Combined State Law Examination | 1 April 2013 |
| Series 7 | General Securities Representative Examination | 26 February 2013 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alexander Edward Butters
- CRD
- 5597638
- Firm
- Insight Advisors · CRD 168057
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Alexander Butters work?
Alexander Butters has been Chief Compliance Officer of Insight Advisors, LLC since April 2025.
Does Alexander Butters have a current investment-adviser registration?
Alexander Butters has no current investment-adviser or broker registration.
What exams has Alexander Butters passed?
Alexander Butters has passed 4 licensing exams: the Series 7, Series 66, Series 24 and Series 99TO. The earliest, the Series 7, was passed in February 2013. FINRA credited Alexander Butters with the SIE, which began in October 2018.
Where was Alexander Butters previously registered as an investment adviser?
Alexander Butters has past investment-adviser registrations through PKS Advisory Services, LLC, June 2016 to June 2023; National Planning Corporation ("NPC of America" in FL & NY), February 2015 to April 2016; Nations Financial Group, Inc., April 2013 to February 2015, across 3 firms.
Is Alexander Butters registered with FINRA?
No. Alexander Butters has no current broker registration.
How can I verify Alexander Butters’ record?
Search CRD 5597638 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alexander Butters’ full registration record.