Alex Wattermann has been an investment adviser representative at Legacies Wealth since March 2024, and is not listed among the firm’s executive officers or direct owners.
Legacies Wealth LLC is a Minnetonka, MN firm with $505M under management, 87 clients and 3 advisers in one office, as of its May 2026 filing.
- Legacies Wealth LLCCurrent– present · 2 yearsMinnetonka, MN · Adviser representative · Firm CRD 143138
Investment adviser representative registrations
Alex Wattermann is registered as an investment adviser representative in Minnesota, since March 2024.
- MinnesotaSince 5 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 February 2024 |
| SIE | Securities Industry Essentials Examination | 5 January 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Alex Gregory Wattermann
- CRD
- 7879549
- Firm
- Legacies Wealth · CRD 143138
- Office
- 601 CARLSON PARKWAY, SUITE 1400, Minnetonka, MN 55305
- Registration
- Investment adviser registration
- In the industry since
- March 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Alex Wattermann work?
Alex Wattermann is an investment adviser representative registered through Legacies Wealth LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Alex Wattermann a financial advisor?
Yes. Alex Wattermann has a current investment-adviser registration in Minnesota, through Legacies Wealth since March 2024.
How many years of experience does Alex Wattermann have?
Alex Wattermann has 2 years in the financial industry, since March 2024, across 1 adviser firm.
What exams has Alex Wattermann passed?
Alex Wattermann has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in January 2023.
Where is Alex Wattermann based?
Alex Wattermann’s registered office is in Minnetonka, MN.
Is Alex Wattermann registered with FINRA?
No. Alex Wattermann has no current broker registration.
How can I verify Alex Wattermann’s record?
Search CRD 7879549 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alex Wattermann’s full registration record.