Alex Mathews has been an investment adviser representative at Sanctuary Financial Planning since May 2025, and is not listed among the firm’s executive officers or direct owners.
Sanctuary Financial Planning, LLC is a firm with $102M under management, 44 clients and 2 advisers across 2 offices, as of its September 2026 filing.
- – present · 1 yearWaxhaw, NC · Adviser representative · Firm CRD 325857
Investment adviser representative registrations
Alex Mathews is registered as an investment adviser representative in 3 states. Each was approved in May 2025.
- CaliforniaSince 19 May 2025
- North CarolinaSince 19 May 2025
- TexasSince 19 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 February 2025 |
| SIE | Securities Industry Essentials Examination | 21 December 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Alex Joseph Mathews
- CRD
- 8094622
- Firm
- Sanctuary Financial Planning · CRD 325857
- Office
- Waxhaw, NC
- Registration
- Investment adviser registration
- In the industry since
- May 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Alex Mathews work?
Alex Mathews is an investment adviser representative registered through Sanctuary Financial Planning, LLC since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Alex Mathews a financial advisor?
Yes. Alex Mathews has a current investment-adviser registration in California, North Carolina and Texas, through Sanctuary Financial Planning since May 2025.
How many years of experience does Alex Mathews have?
Alex Mathews has 1 year in the financial industry, since May 2025, across 1 adviser firm.
What exams has Alex Mathews passed?
Alex Mathews has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in December 2024.
Where is Alex Mathews based?
Alex Mathews’ registered office is in Waxhaw, NC.
Is Alex Mathews registered with FINRA?
No. Alex Mathews has no current broker registration.
How can I verify Alex Mathews’ record?
Search CRD 8094622 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alex Mathews’ full registration record.
