Alan Markham has been an investment adviser representative at Van Clemens Wealth Management since February 2024, and is not listed among the firm’s executive officers or direct owners.
Van Clemens Wealth Management, LLC is a Minneapolis, MN firm with $470M under management, 616 clients and 24 advisers across 6 offices, as of its September 2026 filing.
Alan Markham’s longest registration was 3 years at Edward Jones (2020–2023). Before joining Van Clemens Wealth Management in 2024, Alan Markham was registered through Ameriprise Financial Services, LLC and Edward Jones.
- – present · 2 yearsAdviser representative · Firm CRD 297362
- Ameriprise Financial Services, LLC– · under a yearMaple Grove, MN · Adviser representative · Firm CRD 6363
- Edward Jones– · 3 yearsNorth Oaks, MN · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Alan Markham is registered as an investment adviser representative in Minnesota, since February 2024.
- MinnesotaSince 26 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 4 May 2020 |
| Series 7TO | General Securities Representative Examination | 14 March 2020 |
| SIE | Securities Industry Essentials Examination | 18 February 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7223772
- Firm
- Van Clemens Wealth Management · CRD 297362
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2020
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Alan Markham work?
Alan Markham is an investment adviser representative registered through Van Clemens Wealth Management, LLC since February 2024, and is not listed among the firm’s executive officers or direct owners.
Is Alan Markham a financial advisor?
Yes. Alan Markham has a current investment-adviser registration in Minnesota, through Van Clemens Wealth Management since February 2024.
How many years of experience does Alan Markham have?
Alan Markham has 6 years in the financial industry, since March 2020, across 3 adviser firms.
What exams has Alan Markham passed?
Alan Markham has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in February 2020.
Where did Alan Markham work before Van Clemens Wealth Management?
Before Van Clemens Wealth Management, Alan Markham was registered through Edward Jones, May 2020 to May 2023.
Is Alan Markham registered with FINRA?
Yes. Alan Markham has a current broker registration, under CRD 7223772.
Source: FINRA BrokerCheck
How can I verify Alan Markham’s record?
Search CRD 7223772 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Alan Markham’s full registration record.