Alan Dawkins has been an investment adviser representative at Colonial River Investments since November 2017, and is not listed among the firm’s executive officers or direct owners.
Colonial River Investments, LLC is a Midlothian, VA firm with $464M under management, 1,798 clients and 8 advisers across 8 offices, as of its March 2026 filing.
Alan Dawkins’ longest registration is the current one, 8 years at Colonial River Investments since 2017. Before joining Colonial River Investments in 2017, Alan Dawkins was registered through Lincoln Financial Securities Corporation.
- – present · 8 yearsNewport News, VA · Adviser representative · Firm CRD 284839
- Lincoln Financial Securities Corporation– · 1 yearChesapeake, VA · Adviser representative · Firm CRD 3870
Investment adviser representative registrations
Alan Dawkins is registered as an investment adviser representative in Virginia, since November 2017.
- VirginiaSince 17 November 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 12 February 2018 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 December 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 April 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 March 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Alan Torrence Dawkins
- CRD
- 3000130
- Firm
- Colonial River Investments · CRD 284839
- Office
- 700 Tech Center Parkway,, Suite 200-9, Newport News, VA 23606
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Alan Dawkins work?
Alan Dawkins is an investment adviser representative registered through Colonial River Investments, LLC since November 2017, and is not listed among the firm’s executive officers or direct owners.
Is Alan Dawkins a financial advisor?
Yes. Alan Dawkins has a current investment-adviser registration in Virginia, through Colonial River Investments since November 2017.
How many years of experience does Alan Dawkins have?
Alan Dawkins has 28 years in the financial industry, since July 1998, across 2 adviser firms.
What exams has Alan Dawkins passed?
Alan Dawkins has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in March 1998. FINRA credited Alan Dawkins with the SIE, which began in October 2018.
Where did Alan Dawkins work before Colonial River Investments?
Before Colonial River Investments, Alan Dawkins was registered through Lincoln Financial Securities Corporation, December 2015 to November 2017.
Where is Alan Dawkins based?
Alan Dawkins’ registered office is in Newport News, VA.
Is Alan Dawkins registered with FINRA?
Yes. Alan Dawkins has a current broker registration, under CRD 3000130.
Source: FINRA BrokerCheck
How can I verify Alan Dawkins’ record?
Search CRD 3000130 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Alan Dawkins’ full registration record.