Adam Stern has been Owner of Angeles Family Office since September 2025, is a control person of the firm and directly owns between 25% and 50% of it.
Angeles Family Office, LLC is a Santa Monica, CA firm with $182M under management, 23 clients and 2 advisers across 4 offices, as of its August 2026 filing.
Adam Stern’s longest registration was 4 years at Xo Capital LLC (2022–2026). Before joining Angeles Family Office in 2026, Adam Stern was registered through Xo Capital LLC.
- Angeles Family OfficeCurrent– present · under a yearSnowmass, CO · Adviser representative · Firm CRD 338266
- Xo Capital LLC– · 4 yearsLos Angeles, CA · Adviser representative · Firm CRD 316320
Investment adviser representative registrations
Adam Stern is registered as an investment adviser representative in 2 states. Each was approved in June 2026.
- CaliforniaSince 3 June 2026
- ColoradoSince 3 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 January 2021 |
| Series 30 | NFA Branch Manager Examination | 8 January 2020 |
| Series 3 | National Commodity Futures Examination | 8 January 2020 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 September 1993 |
| Series 7 | General Securities Representative Examination | 7 September 1993 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- NFA Branch Manager Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Adam Bryan Stern
- CRD
- 2373185
- Firm
- Angeles Family Office · CRD 338266
- Role
- Owner
- Office
- Snowmass, CO
- Registration
- Investment adviser registration
- In the industry since
- January 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam Stern work?
Adam Stern has been Owner of Angeles Family Office, LLC since September 2025, and is a control person of the firm.
Is Adam Stern a financial advisor?
Yes. Adam Stern has a current investment-adviser registration in California and Colorado, through Angeles Family Office since June 2026.
How many years of experience does Adam Stern have?
Adam Stern has 4 years in the financial industry, since January 2022, across 2 adviser firms.
What exams has Adam Stern passed?
Adam Stern has passed 5 licensing exams: the Series 7, Series 63, Series 30, Series 3 and Series 65. The earliest, the Series 7, was passed in September 1993.
Where is Adam Stern based?
Adam Stern’s registered office is in Snowmass, CO.
Is Adam Stern registered with FINRA?
No. Adam Stern has no current broker registration.
How can I verify Adam Stern’s record?
Search CRD 2373185 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Stern’s full registration record.