Adam Souply has been an investment adviser representative at D.B. Root & Company since September 2016, and is not listed among the firm’s executive officers or direct owners. Adam Souply holds a Bachelor of Science in Business Administration from Duquesne University and a Master's in Business Administration from Duquesne University.
D.B. Root & Company, LLC is a Pittsburgh, PA firm with $952M under management, 777 clients and 15 advisers across 2 offices, as of its June 2026 filing.
Adam M. Souply is a Senior Financial Advisor of DBR & CO, based in Pittsburgh. He develops comprehensive wealth planning and investment strategies for physician clients, is a member of the firm's Investment Committee and has nearly two decades of experience in financial planning strategies. Before joining DBR, he led a Corporate Actions investment operations team at the Bank of New York Mellon.
Adam Souply’s longest registration is the current one, 10 years at D.B. Root & Company since 2016. Before joining D.B. Root & Company in 2016, Adam Souply was registered through Commonwealth Financial Network.
- D.B. Root & Company, LLCCurrent– present · 10 yearsPittsburgh, PA · Adviser representative · Firm CRD 188512
- Commonwealth Financial Network– · under a yearPittsburgh, PA · Adviser representative · Firm CRD 8032
Professional designations
Listed by D.B. Root & Company
- Chartered Financial Analyst (CFA®)
- Certified Plan Fiduciary Advisor (CPFA®)
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Adam Souply is registered as an investment adviser representative in Pennsylvania, since September 2016.
- PennsylvaniaSince 26 September 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 January 2015 |
| Series 7 | General Securities Representative Examination | 21 November 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Adam M Souply
- CRD
- 6404741
- Firm
- D.B. Root & Company · CRD 188512
- Office
- 436 SEVENTH AVENUE, SUITE 2800, Pittsburgh, PA 15219
- Registration
- Investment adviser registration
- In the industry since
- January 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dbroot.com
Where does Adam Souply work?
Adam Souply is an investment adviser representative registered through D.B. Root & Company, LLC since September 2016, and is not listed among the firm’s executive officers or direct owners.
Is Adam Souply a financial advisor?
Yes. Adam Souply has a current investment-adviser registration in Pennsylvania, through D.B. Root & Company since September 2016.
How many years of experience does Adam Souply have?
Adam Souply has 10 years in the financial industry, since January 2016, across 2 adviser firms.
What exams has Adam Souply passed?
Adam Souply has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2014. FINRA credited Adam Souply with the SIE, which began in October 2018.
Where did Adam Souply work before D.B. Root & Company?
Before D.B. Root & Company, Adam Souply was registered through Commonwealth Financial Network, January 2015 to September 2015.
Where is Adam Souply based?
Adam Souply’s registered office is in Pittsburgh, PA.
Is Adam Souply registered with FINRA?
No. Adam Souply has no current broker registration.
Is Adam Souply a CFA charterholder?
D.B. Root & Company lists Adam Souply with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Adam Souply’s record?
Search CRD 6404741 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Souply’s full registration record.
David RootChief Executive- Heather OstrowskiChief Financial Officer
Jesse RootChief Operating Officer- Richard ChenChief Compliance Officer
Michael AroestyChief Investment Officer