Adam Schmidt has been an investment adviser representative at Strategic Wealth Partners since October 2025, and is not listed among the firm’s executive officers or direct owners. Adam Schmidt studied at The Ohio State University.
Strategic Wealth Partners LLC is a Franklin, TN firm with $102M under management, 212 clients and 2 advisers across 2 offices, as of its July 2026 filing.
Adam Schmidt is Financial Advisor of Strategic Wealth Partners, based in the Cincinnati, Ohio area. He got his start in the financial industry in 2012 and has held positions at T. Rowe Price, Fidelity and UBS.
Adam Schmidt’s longest registration was 4 years at UBS Financial Services Inc. (2018–2023). Before joining Strategic Wealth Partners in 2025, Adam Schmidt was registered through Foundations Investment Advisors LLC and UBS Financial Services Inc.
- Foundations Investment Advisors LLC– · 2 yearsFort Thomas, KY · Adviser representative · Firm CRD 175083
- UBS Financial Services Inc.– · 4 yearsCincinnati, OH · Adviser representative · Firm CRD 8174
- Strategic Advisers, Inc.– · 1 yearCovington, KY · Adviser representative · Firm CRD 104555
Investment adviser representative registrations
Adam Schmidt is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from October 2025; the most recent is Tennessee, in November 2025.
- KentuckySince 6 October 2025
- TennesseeSince 26 November 2025
- TexasResidentSince 7 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 December 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 July 2014 |
| Series 7 | General Securities Representative Examination | 18 July 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Adam Gregory Schmidt
- CRD
- 6138947
- Firm
- Strategic Wealth Partners · CRD 336564
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- strategicwealthpartners.net
Where does Adam Schmidt work?
Adam Schmidt is an investment adviser representative registered through Strategic Wealth Partners LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Adam Schmidt a financial advisor?
Yes. Adam Schmidt has a current investment-adviser registration in Kentucky, Tennessee and Texas, through Strategic Wealth Partners since October 2025.
How many years of experience does Adam Schmidt have?
Adam Schmidt has 10 years in the financial industry, since February 2016, across 4 adviser firms.
What exams has Adam Schmidt passed?
Adam Schmidt has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in July 2014. FINRA credited Adam Schmidt with the SIE, which began in October 2018.
Where did Adam Schmidt work before Strategic Wealth Partners?
Before Strategic Wealth Partners, Adam Schmidt was registered through Foundations Investment Advisors LLC, August 2023 to September 2025; UBS Financial Services Inc., September 2018 to April 2023; Strategic Advisers, Inc., January 2016 to June 2017.
Is Adam Schmidt registered with FINRA?
No. Adam Schmidt has no current broker registration.
How can I verify Adam Schmidt’s record?
Search CRD 6138947 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Schmidt’s full registration record.