Adam Mauldin has been an investment adviser representative at RightOak Asset Management since February 2026, and is not listed among the firm’s executive officers or direct owners.
Rightoak Asset Management, LLC is a firm with $112M under management, 742 clients and 6 advisers in one office, as of its September 2026 filing.
- – present · under a yearCumming, GA · Adviser representative · Firm CRD 337832
Investment adviser representative registrations
Adam Mauldin is registered as an investment adviser representative in 2 states. Each was approved in February 2026.
- GeorgiaSince 13 February 2026
- TexasSince 4 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 January 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Adam Neil Mauldin
- CRD
- 8213758
- Firm
- RightOak Asset Management · CRD 337832
- Office
- Cumming, GA
- Registration
- Investment adviser registration
- In the industry since
- February 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam Mauldin work?
Adam Mauldin is an investment adviser representative registered through Rightoak Asset Management, LLC since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Adam Mauldin a financial advisor?
Yes. Adam Mauldin has a current investment-adviser registration in Georgia and Texas, through RightOak Asset Management since February 2026.
How many years of experience does Adam Mauldin have?
Adam Mauldin has 0 years in the financial industry, since February 2026, across 1 adviser firm.
What exams has Adam Mauldin passed?
Adam Mauldin passed the Series 65 in January 2026.
Where is Adam Mauldin based?
Adam Mauldin’s registered office is in Cumming, GA.
Is Adam Mauldin registered with FINRA?
No. Adam Mauldin has no current broker registration.
How can I verify Adam Mauldin’s record?
Search CRD 8213758 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Mauldin’s full registration record.
