Adam Harding has been Principal / Chief Compliance Officer of Harding Wealth since January 2016, is a control person of the firm and directly owns 75% or more of it. Adam Harding holds a B.S. in Economics from Arizona State University.
Harding Wealth, Inc. is a Tempe, AZ firm with $213M under management, 169 clients and 3 advisers in one office, as of its March 2026 filing.
Adam Harding works in Advice & Strategy at Harding Wealth. He started in wealth management in 2009 and launched Harding Wealth in 2016. His experience includes serving on multiple investment committees, crafting client portfolios and acting as head of trading.
Adam Harding’s longest registration is the current one, 7 years at Harding Wealth since 2019. Before joining Harding Wealth in 2019, Adam Harding was registered through Alpha Fiduciary and Oxford Investment Partners, LLC.
- Alpha Fiduciary– · 2 yearsPhoenix, AZ · Adviser representative · Firm CRD 144720
- Oxford Investment Partners, LLC– · under a yearPhoenix, AZ · Adviser representative · Firm CRD 124791
- Oxford Investment Partners, LLC– · under a yearPhoenix, AZ · Adviser representative · Firm CRD 124791
Professional designations
Listed by Harding Wealth
- CERTIFIED FINANCIAL PLANNER™
Investment adviser representative registrations
Adam Harding is registered as an investment adviser representative in 2 states. The first approvals date from March 2021; the most recent is Arizona, in August 2021.
- ArizonaSince 20 August 2021
- IdahoSince 16 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 July 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Adam Clark Harding
- CRD
- 6055895
- Firm
- Harding Wealth · CRD 282686
- Role
- Principal / Chief Compliance Officer
- Office
- 222 S. MILL AVENUE, #800, Tempe, AZ 85281
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hardingwealth.com
Where does Adam Harding work?
Adam Harding has been Principal / Chief Compliance Officer of Harding Wealth, Inc. since January 2016, and is a control person of the firm.
Is Adam Harding a financial advisor?
Yes. Adam Harding has a current investment-adviser registration in Arizona and Idaho, through Harding Wealth since August 2019.
How many years of experience does Adam Harding have?
Adam Harding has 10 years in the financial industry, since February 2016, across 3 adviser firms.
What exams has Adam Harding passed?
Adam Harding passed the Series 65 in July 2011.
Where did Adam Harding work before Harding Wealth?
Before Harding Wealth, Adam Harding was registered through Alpha Fiduciary, February 2013 to January 2016; Oxford Investment Partners, LLC, December 2012 to December 2012; Oxford Investment Partners, LLC, May 2012 to September 2012.
Where is Adam Harding based?
Adam Harding’s registered office is in Tempe, AZ.
Is Adam Harding registered with FINRA?
No. Adam Harding has no current broker registration.
Is Adam Harding a CFP?
Harding Wealth lists Adam Harding with the CFP credential (“CERTIFIED FINANCIAL PLANNER™”) on its website. CFP Board confirms certification status.
How can I verify Adam Harding’s record?
Search CRD 6055895 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Harding’s full registration record.