Adam Carlini has been President, Treasurer, Chief Investment Officer, Chief Compliance Officer of Dynamic Wealth Advisors since June 2012, is a control person of the firm and directly owns 75% or more of it.
Dynamic Wealth Advisors is a Surprise, AZ firm with $193M under management, 315 clients and 4 advisers in one office, as of its August 2026 filing.
Adam Carlini’s longest registration is the current one, 12 years at Dynamic Wealth Advisors since 2014. Before joining Dynamic Wealth Advisors in 2014, Adam Carlini was registered through KMS Financial Services, Inc and Wealth Management International, LTD.
- Dynamic Wealth AdvisorsCurrent– present · 12 yearsHeber City, UT · Adviser representative · Firm CRD 169792
- KMS Financial Services, Inc– · 2 yearsSurprise, AZ · Adviser representative · Firm CRD 3866
- Wealth Management International, LTD.– · 1 yearPeoria, AZ · Adviser representative · Firm CRD 153146
- National Planning Corporation ("NPC of America" in FL & NY)– · 1 yearPeoria, AZ · Adviser representative · Firm CRD 29604
- National Planning Corporation ("NPC of America" in FL & NY)– · under a yearPeoria, AZ · Adviser representative · Firm CRD 29604
- The Planners Network, Inc.– · 6 yearsPeoria, AZ · Adviser representative · Firm CRD 108355
- National Planning Corporation ("NPC of America" in FL & NY)– · 3 yearsPeoria, AZ · Adviser representative · Firm CRD 29604
Investment adviser representative registrations
Adam Carlini is registered as an investment adviser representative in 2 states. The first approvals date from January 2014; the most recent is Utah, in January 2025.
- ArizonaSince 3 January 2014
- UtahSince 22 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 April 2002 |
| Series 24 | General Securities Principal Examination | 10 July 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 July 1988 |
| Series 7 | General Securities Representative Examination | 16 July 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Adam Charles Carlini
- CRD
- 1857827
- Firm
- Dynamic Wealth Advisors · CRD 169792
- Role
- President, Treasurer, Chief Investment Officer, Chief Compliance Officer
- Office
- Heber City, UT
- Registration
- Investment adviser registration
- In the industry since
- July 1988
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam Carlini work?
Adam Carlini has been President, Treasurer, Chief Investment Officer, Chief Compliance Officer of Dynamic Wealth Advisors since June 2012, and is a control person of the firm.
Is Adam Carlini a financial advisor?
Yes. Adam Carlini has a current investment-adviser registration in Arizona and Utah, through Dynamic Wealth Advisors since January 2014.
How many years of experience does Adam Carlini have?
Adam Carlini has 38 years in the financial industry, since July 1988, across 5 adviser firms.
What exams has Adam Carlini passed?
Adam Carlini has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 66. The earliest, the Series 7, was passed in July 1988. FINRA credited Adam Carlini with the SIE, which began in October 2018.
Where did Adam Carlini work before Dynamic Wealth Advisors?
Before Dynamic Wealth Advisors, Adam Carlini was registered through KMS Financial Services, Inc, December 2011 to December 2013; Wealth Management International, LTD., June 2010 to December 2011; National Planning Corporation ("NPC of America" in FL & NY), June 2008 to April 2010; National Planning Corporation ("NPC of America" in FL & NY), August 2006 to October 2006; The Planners Network, Inc., September 2004 to September 2010; National Planning Corporation ("NPC of America" in FL & NY), October 2001 to November 2004.
Where is Adam Carlini based?
Adam Carlini’s registered office is in Heber City, UT.
Is Adam Carlini registered with FINRA?
No. Adam Carlini has no current broker registration.
How can I verify Adam Carlini’s record?
Search CRD 1857827 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Carlini’s full registration record.