Adam Ackerman has been President/Chief Compliance Officer of BNA Wealth since July 2020, is a control person of the firm and directly owns 75% or more of it.
Bna Wealth, Inc. is a Rock Hill, SC firm with $620M under management, 542 clients and 5 advisers in one office, as of its July 2026 filing.
Adam Ackerman’s longest registration is the current one, 10 years at BNA Wealth since 2016. Before joining BNA Wealth in 2016, Adam Ackerman was registered through Edward Jones.
- Wealth RabbitAlso current– present · 2 yearsRock Hill, SC · Adviser representative · Firm CRD 330633
- Edward Jones– · 1 yearCharlotte, NC · Adviser representative · Firm CRD 250
- – · under a yearCharlotte, NC · Adviser representative · Firm CRD 39326
Investment adviser representative registrations
Adam Ackerman is registered as an investment adviser representative in 17 states. The first approvals date from October 2016; the most recent is Hawaii, in October 2026.
- AlabamaSince 3 September 2026
- DelawareSince 12 October 2026
- HawaiiSince 13 October 2026
- IdahoSince 28 April 2026
- IndianaSince 27 August 2026
- KansasSince 21 September 2026
- MichiganSince 1 October 2026
- MissouriSince 29 July 2026
- MontanaSince 29 June 2026
- New HampshireSince 5 June 2026
- North CarolinaSince 6 October 2016
- OhioSince 29 June 2026
- OregonSince 27 April 2026
- PennsylvaniaSince 3 September 2026
- South CarolinaSince 22 February 2019
- WisconsinSince 1 October 2026
- WyomingSince 29 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 19 August 2019 |
| Series 27 | Financial and Operations Principal Examination | 1 June 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 16 July 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 April 2015 |
| Series 7 | General Securities Representative Examination | 2 March 2015 |
- Name
- General Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Adam Eric Ackerman
- CRD
- 6447420
- Firm
- BNA Wealth · CRD 39326
- Role
- President/Chief Compliance Officer
- Office
- 596 HERRONS FERRY ROAD, SUITE 300, Rock Hill, SC 29730
- Registration
- Investment adviser registration
- In the industry since
- March 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam Ackerman work?
Adam Ackerman has been President/Chief Compliance Officer of Bna Wealth, Inc. since July 2020, and is a control person of the firm.
Is Adam Ackerman a financial advisor?
Yes. Adam Ackerman has a current investment-adviser registration in Alabama, Delaware, Hawaii, Idaho, Indiana, Kansas, Michigan, Missouri, Montana, New Hampshire, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Wisconsin and Wyoming, through BNA Wealth since October 2016.
How many years of experience does Adam Ackerman have?
Adam Ackerman has 11 years in the financial industry, since March 2015, across 3 adviser firms.
What exams has Adam Ackerman passed?
Adam Ackerman has passed 5 licensing exams: the Series 7, Series 65, Series 63, Series 27 and Series 24. The earliest, the Series 7, was passed in March 2015. FINRA credited Adam Ackerman with the SIE, which began in October 2018.
Where did Adam Ackerman work before BNA Wealth?
Before BNA Wealth, Adam Ackerman was registered through Edward Jones, July 2015 to September 2016; Consolidated Investment Advisors, April 2015 to July 2015.
Where is Adam Ackerman based?
Adam Ackerman’s registered office is in Rock Hill, SC.
Is Adam Ackerman registered with FINRA?
No. Adam Ackerman has no current broker registration.
How can I verify Adam Ackerman’s record?
Search CRD 6447420 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Ackerman’s full registration record.