Aaron Suriff has been an investment adviser representative at Van Clemens Wealth Management since April 2026, and is not listed among the firm’s executive officers or direct owners.
Van Clemens Wealth Management, LLC is a Minneapolis, MN firm with $470M under management, 616 clients and 24 advisers across 6 offices, as of its September 2026 filing.
Aaron Suriff’s longest registration was 10 years at Waddell & Reed (2004–2015). Before joining Van Clemens Wealth Management in 2026, Aaron Suriff was registered through Morgan Stanley and Waddell & Reed.
- – present · under a yearFrisco, TX · Adviser representative · Firm CRD 297362
- Morgan Stanley– · 2 yearsMemphis, TN · Adviser representative · Firm CRD 149777
- Waddell & Reed– · 10 yearsMemphis, TN · Adviser representative · Firm CRD 866
- Wunderlich Securities, Inc.– · under a yearMemphis, TN · Adviser representative · Firm CRD 2543
- Morgan Stanley– · under a yearMemphis, TN · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Aaron Suriff is registered as an investment adviser representative in Texas, since April 2026.
- TexasSince 28 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 20 April 2026 |
| Series 7TO | General Securities Representative Examination | 1 April 2026 |
| SIE | Securities Industry Essentials Examination | 9 March 2026 |
| Series 24 | General Securities Principal Examination | 12 March 2004 |
| Series 3 | National Commodity Futures Examination | 27 August 2001 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 21 March 2000 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 20 March 2000 |
| Series 31 | Futures Managed Funds Examination | 14 April 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 April 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 April 1997 |
| Series 7 | General Securities Representative Examination | 26 March 1997 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Aaron Lynn Suriff
- CRD
- 2859859
- Firm
- Van Clemens Wealth Management · CRD 297362
- Office
- 6160 Warren Parkway, Suite 100-135, Frisco, TX 75034
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Aaron Suriff work?
Aaron Suriff is an investment adviser representative registered through Van Clemens Wealth Management, LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Aaron Suriff a financial advisor?
Yes. Aaron Suriff has a current investment-adviser registration in Texas, through Van Clemens Wealth Management since April 2026.
How many years of experience does Aaron Suriff have?
Aaron Suriff has 20 years in the financial industry, since June 2006, across 5 adviser firms.
What exams has Aaron Suriff passed?
Aaron Suriff has passed 11 licensing exams: the Series 7, Series 63, Series 65, Series 31, Series 9, Series 10, Series 3, Series 24, SIE, Series 7TO and Series 66. The earliest, the Series 7, was passed in March 1997.
Where did Aaron Suriff work before Van Clemens Wealth Management?
Before Van Clemens Wealth Management, Aaron Suriff was registered through Morgan Stanley, April 2015 to May 2017; Waddell & Reed, November 2004 to April 2015; Wunderlich Securities, Inc., March 2004 to October 2004; Morgan Stanley, December 2002 to July 2003.
Where is Aaron Suriff based?
Aaron Suriff’s registered office is in Frisco, TX.
Is Aaron Suriff registered with FINRA?
Yes. Aaron Suriff has a current broker registration, under CRD 2859859.
Source: FINRA BrokerCheck
How can I verify Aaron Suriff’s record?
Search CRD 2859859 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Aaron Suriff’s full registration record.