Aaron Skloff has been Chief Executive Officer/Chief Compliance Officer of Skloff, Aaron since January 2006, is a control person of the firm and directly owns 75% or more of it. Aaron Skloff holds a Bachelor of Science in Accounting from Penn State University and a Master of Business Administration in Finance from New York University.
Skloff, Aaron is a firm with $114M under management, 444 clients and 1 adviser in one office, as of its August 2026 filing.
Aaron Skloff is CEO and Financial Advisor of Skloff Financial Group, based in Naples, Florida. He has over 30 years of experience in financial services, with senior roles on Wall Street and a background in financial planning, investment management and wealth management. He has taught finance courses through Rutgers University and Florida Gulf Coast University.
Aaron Skloff’s longest registration is the current one, 20 years at Skloff, Aaron since 2006. Before joining Skloff, Aaron in 2006, Aaron Skloff was registered through UBS Financial Services Inc.
- Skloff Financial GroupCurrent– present · 20 yearsNaples, FL · Adviser representative · Firm CRD 139475
- UBS Financial Services Inc.– · 1 yearEdison, NJ · Adviser representative · Firm CRD 8174
Professional designations
Listed by Skloff, Aaron
- Chartered Financial Analyst (CFA®)
- Accredited Investment Fiduciary (AIF)
Investment adviser representative registrations
Aaron Skloff is registered as an investment adviser representative in Florida, since September 2014.
- FloridaSince 24 September 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 May 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 August 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 July 1992 |
| Series 7 | General Securities Representative Examination | 1 July 1992 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2246558
- Firm
- Skloff, Aaron · CRD 139475
- Role
- Chief Executive Officer/Chief Compliance Officer
- Office
- Naples, FL
- Registration
- Investment adviser registration
- In the industry since
- May 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- skloff.com
Where does Aaron Skloff work?
Aaron Skloff has been Chief Executive Officer/Chief Compliance Officer of Skloff, Aaron since January 2006, and is a control person of the firm.
Is Aaron Skloff a financial advisor?
Yes. Aaron Skloff has a current investment-adviser registration in Florida, through Skloff, Aaron since February 2006.
How many years of experience does Aaron Skloff have?
Aaron Skloff has 31 years in the financial industry, since May 1995, across 2 adviser firms.
What exams has Aaron Skloff passed?
Aaron Skloff has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 66 and Series 99TO. The earliest, the Series 7, was passed in July 1992. FINRA credited Aaron Skloff with the SIE, which began in October 2018.
Where is Aaron Skloff based?
Aaron Skloff’s registered office is in Naples, FL.
Is Aaron Skloff registered with FINRA?
No. Aaron Skloff has no current broker registration.
Is Aaron Skloff a CFA charterholder?
Skloff, Aaron lists Aaron Skloff with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Aaron Skloff’s record?
Search CRD 2246558 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Aaron Skloff’s full registration record.