{"url":"https://nivawealth.com/firms/zermatt-wealth-307404","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307404","regulatoryAum":206868931,"crd":"307404","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5697041","suffix":null,"lastName":"JENSEN","firstName":"ANDREW","middleName":"MARSHALL"},{"crd":"1027468","suffix":null,"lastName":"WHITE","firstName":"DAVID","middleName":"PHIPPS"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-25","regulatoryAum":264683997,"clients":232,"employees":7,"offices":2},{"filedOn":"2022-07-08","regulatoryAum":273796562,"clients":224,"employees":7,"offices":2},{"filedOn":"2023-04-21","regulatoryAum":201043814,"clients":220,"employees":5,"offices":2},{"filedOn":"2024-07-03","regulatoryAum":172596754,"clients":174,"employees":5,"offices":2},{"filedOn":"2025-03-31","regulatoryAum":177769277,"clients":171,"employees":5,"offices":2},{"filedOn":"2026-09-15","regulatoryAum":206868931,"clients":263,"employees":5,"offices":2}],"secFileNumber":"801-118131","legalName":"Zermatt 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Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Zermatt Wealth have?","answer":"Zermatt Wealth has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Zermatt Wealth invest in?","answer":"At the end of its last fiscal year, Zermatt Wealth’s separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 7% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Zermatt Wealth?","answer":"Zermatt Wealth is owned through a holding company by Louis and Meyer Dworsky. Its direct owner is Zermatt Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Zermatt Wealth get paid?","answer":"Zermatt Wealth is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Zermatt Wealth?","answer":"Zermatt Wealth’s main office is at 2251 San Diego Ave, Suite B-257, San Diego, CA 92110. Its phone number is 619-491-0225. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}