{"url":"https://nivawealth.com/firms/zanetti-financial-282089","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282089","regulatoryAum":809369167,"crd":"282089","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7459557","suffix":null,"lastName":"Benson","firstName":"Walt","middleName":null},{"crd":"1506346","suffix":null,"lastName":"ZANETTI","firstName":"GREGORY","middleName":"JOSEPH"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-08","regulatoryAum":135000000,"clients":455,"employees":1,"offices":1},{"filedOn":"2023-05-30","regulatoryAum":215897023,"clients":763,"employees":2,"offices":1},{"filedOn":"2024-02-08","regulatoryAum":276399990,"clients":712,"employees":2,"offices":1},{"filedOn":"2025-06-26","regulatoryAum":404472409,"clients":938,"employees":2,"offices":1},{"filedOn":"2026-04-06","regulatoryAum":809369167,"clients":1481,"employees":2,"offices":1}],"secFileNumber":"801-122424","legalName":"Zanetti Financial, LLC","displayName":"Zanetti Financial","slug":"zanetti-financial-282089","website":"https://zanettifinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New Mexico limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5130 San Francisco RD Ne, Suite A","city":"Albuquerque","state":"NM","stateName":"New Mexico","country":"United States","postalCode":"87109"},"tradeNames":[],"registration":{"secApproved":"18 October 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":546501.8008102634,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":809369167,"discretionary":809369167,"discretionaryAccounts":1481,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1185,"regulatoryAum":647495334},{"label":"High-net-worth individuals","clients":296,"regulatoryAum":161873833}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:09:28.742217+00:00","documents":[{"name":"ZANETTI FINANCIAL, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019836","versionId":1019836,"submittedOn":"2026-03-16"}]},"custodians":[],"custodyNote":"Zanetti Financial does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Gregory Zanetti","title":"CCO/Managing Member","crd":"1506346"},{"name":"Walt Benson","title":"Partner","crd":"7459557"}],"ownership":[{"label":"Gregory Zanetti","detail":"Cco/managing member in the 75% or more ownership band and a control person, since October 2015."},{"label":"Walt Benson","detail":"Partner in the 10% to 25% ownership band, since August 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Mexico","offices":1,"addresses":[{"street":"5130 San Francisco RD Ne, Suite A","city":"Albuquerque","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"505-250-3754","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":75},{"label":"U.S. government/agency bonds","percent":15},{"label":"Investment grade corporate bonds","percent":5},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"6 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/282089/PDF/282089.pdf","brochureDate":"16 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019836","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Zanetti Financial have?","answer":"Zanetti Financial has 1,481 clients and manages $809 million for them, as of April 2026. They include 1,185 individual clients and 296 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Zanetti Financial offer?","answer":"Zanetti Financial provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Zanetti Financial have?","answer":"Zanetti Financial has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Zanetti Financial invest in?","answer":"At the end of its last fiscal year, Zanetti Financial’s separately managed accounts held 75% exchange-traded equities, 15% U.S. government and agency bonds, 5% investment grade corporate bonds and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Zanetti Financial?","answer":"Zanetti Financial’s direct owners are Gregory Zanetti (75% or more) and Walt Benson (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 6 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Zanetti Financial get paid?","answer":"Zanetti Financial is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Zanetti Financial?","answer":"Zanetti Financial’s main office is at 5130 San Francisco RD Ne, Suite A, Albuquerque, NM 87109. Its phone number is 505-250-3754. Its website is zanettifinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}