{"url":"https://nivawealth.com/firms/zanbato-advisors-311620","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311620","regulatoryAum":2080474033,"crd":"311620","history":[{"filedOn":"2024-06-24","regulatoryAum":335157801,"clients":24,"employees":8,"offices":1},{"filedOn":"2025-05-02","regulatoryAum":506939640,"clients":25,"employees":12,"offices":1},{"filedOn":"2025-12-24","regulatoryAum":2080474033,"clients":58,"employees":11,"offices":1}],"secFileNumber":"801-130739","legalName":"Zanbato Advisors LLC","displayName":"Zanbato Advisors","slug":"zanbato-advisors-311620","website":"https://zanbato.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/311620/d0441320703749eb-r1.webp","tone":"dark","width":955,"height":200,"sourceUrl":"https://www.zanbato.com","sourceLabel":"Zanbato Advisors LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/zanbato","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"September","headquarters":{"street":"715 North Shoreline BLVD","city":"Mountain View","state":"CA","stateName":"California","country":"United States","postalCode":"94043"},"tradeNames":["Empire Canyon Capital"],"registration":{"secApproved":"26 July 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":11,"advisory":3,"brokerDealerReps":10,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2080474033,"discretionary":2080474033,"discretionaryAccounts":58,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":58,"regulatoryAum":2080474033}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Zanbato Advisors has custody of $2.08B in client assets for 58 clients.","otherCustodians":[],"leadership":[{"name":"Knut Nicolai Sand","title":"Chief Executive Officer","crd":"6115928"},{"name":"Gregory Lance Wright","title":"President","crd":"1564124"},{"name":"Marianne Rafferty","title":"CCO","crd":"1982973"}],"ownership":[{"label":"Zanbato Holding Company LLC","detail":"Member in the 75% or more ownership band and a control person, since April 2018."},{"label":"Zanbato, Inc.","detail":"Indirect owner: a member of Zanbato Holding Company LLC in the 75% or more band and a control person, since November 2015.","parent":"Zanbato Holding Company LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"715 North Shoreline BLVD","city":"Mountain View","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"866-926-2286","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":58},"sources":{"adv1FilingDate":"24 December 2025","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/311620/PDF/311620.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Zanbato Advisors have?","answer":"Zanbato Advisors has 58 clients and manages $2.08 billion for them, as of December 2025. They include 58 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 December 2025","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Zanbato Advisors offer?","answer":"Zanbato Advisors provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Zanbato Advisors have?","answer":"Zanbato Advisors has 0 investment adviser representatives registered with state securities authorities, out of 11 employees, and 3 perform investment advisory functions. 10 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Zanbato Advisors?","answer":"Zanbato Advisors is owned through a holding company by Zanbato, Inc. Its direct owner is Zanbato Holding Company LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 December 2025","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Zanbato Advisors get paid?","answer":"Zanbato Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Zanbato Advisors?","answer":"Zanbato Advisors’ main office is at 715 North Shoreline BLVD, Mountain View, CA 94043. Its phone number is 866-926-2286. Its website is zanbato.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 December 2025","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}