{"url":"https://nivawealth.com/firms/yandell-investments-332642","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332642","regulatoryAum":170997923,"crd":"332642","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4410817","suffix":null,"lastName":"YANDELL","firstName":"CHRISTOPHER","middleName":"NEAL"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-03-13","regulatoryAum":154205360,"clients":118,"employees":2,"offices":2},{"filedOn":"2026-08-25","regulatoryAum":170997923,"clients":115,"employees":2,"offices":2}],"secFileNumber":"801-131115","legalName":"Yandell Investments, LLC","displayName":"Yandell Investments","slug":"yandell-investments-332642","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"626 West Yale Street","city":"Orlando","state":"FL","stateName":"Florida","country":"United States","postalCode":"32804"},"tradeNames":["Yandell and Co Pa"],"registration":{"secApproved":"19 September 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1067788.652173913,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":170997923,"discretionary":170997923,"discretionaryAccounts":337,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":75,"regulatoryAum":36196251},{"label":"High-net-worth individuals","clients":40,"regulatoryAum":86599444},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":35144232},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":13057996}],"feePrograms":[{"role":"other","program":"Financial planning and consulting","summary":"Annual fee for ongoing services, flat or fixed fee, or hourly rate not to exceed $500, negotiable; retainer not above $1,200 when services cannot be rendered within six months.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024263","versionId":1024263,"submittedOn":"2026-03-24","documentName":"ADV 2A MARCH 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:49:58.51848+00:00","documents":[{"name":"ADV 2A MARCH 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024263","versionId":1024263,"submittedOn":"2026-03-24"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":170997923}],"custodyNote":"Yandell Investments has custody of $40.2M in client assets for 40 clients.","otherCustodians":[],"leadership":[{"name":"Michael DeRosa","title":"Chief Compliance Officer","crd":"4079942"},{"name":"Christopher Yandell","title":"Managing Member","crd":"4410817"}],"ownership":[{"label":"Christopher Yandell","detail":"Managing member in the 75% or more ownership band and a control person, since August 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"626 West Yale Street","city":"Orlando","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"407-898-5777","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":13},{"label":"Securities issued by registered investment companies or business development companies","percent":70},{"label":"Cash and cash equivalents","percent":17}],"privateFunds":0},"sources":{"adv1FilingDate":"25 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/332642/PDF/332642.pdf","brochureDate":"24 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024263","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Yandell Investments have?","answer":"Yandell Investments has 115 clients and manages $171 million for them, as of August 2026. They include 75 individual clients and 40 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Yandell Investments offer?","answer":"Yandell Investments provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Yandell Investments use?","answer":"Yandell Investments’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $171M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Yandell Investments have?","answer":"Yandell Investments has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Yandell Investments invest in?","answer":"At the end of its last fiscal year, Yandell Investments’ separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 17% cash and equivalents and 13% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Yandell Investments?","answer":"Yandell Investments’ direct owner is Christopher Yandell (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Yandell Investments get paid?","answer":"Yandell Investments is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Yandell Investments?","answer":"Yandell Investments’ main office is at 626 West Yale Street, Orlando, FL 32804. Its phone number is 407-898-5777.","source":"Form ADV Part 1A, Item 1.F, filed 25 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}