{"url":"https://nivawealth.com/firms/wwm-advisory-133611","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/133611","regulatoryAum":280121846,"crd":"133611","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1611860","suffix":null,"lastName":"KARZ","firstName":"GARY","middleName":"LEVAND"},{"crd":"4895490","suffix":null,"lastName":"WOLMAN","firstName":"JEFFREY","middleName":"CHARLES LLOYD"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-04","regulatoryAum":210577693,"clients":58,"employees":25,"offices":2},{"filedOn":"2022-03-21","regulatoryAum":220396968,"clients":61,"employees":26,"offices":1},{"filedOn":"2023-03-15","regulatoryAum":171520117,"clients":54,"employees":28,"offices":1},{"filedOn":"2024-03-14","regulatoryAum":199913230,"clients":60,"employees":30,"offices":1},{"filedOn":"2025-07-29","regulatoryAum":230072645,"clients":106,"employees":2,"offices":1},{"filedOn":"2026-03-10","regulatoryAum":280121846,"clients":110,"employees":2,"offices":1}],"secFileNumber":"801-119043","legalName":"WWM Advisory Inc.","displayName":"WWM Advisory","slug":"wwm-advisory-133611","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"4208 Overland Avenue","city":"Culver City","state":"CA","stateName":"California","country":"United States","postalCode":"90230"},"tradeNames":[],"registration":{"secApproved":"30 July 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3740304.4814814813,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":280121846,"discretionary":266398797,"discretionaryAccounts":296,"nonDiscretionary":13723049,"nonDiscretionaryAccounts":9,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":16,"regulatoryAum":2862064},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":199114378},{"label":"Pension and profit-sharing plans","clients":56,"regulatoryAum":78145404}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:10:53.285569+00:00","documents":[{"name":"2026 - FIRM BROCHURE (ADV PART 2A & B)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016603","versionId":1016603,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"Merrill Lynch, Pierce, Fenner & Smith Incorporated","shortName":"Merrill Lynch, Pierce, Fenner & Smith","location":"New York, NY","smaAssets":41410200},{"name":"Vanguard Marketing Corporation","shortName":"Vanguard Marketing","location":"Malvern, PA","smaAssets":98354979},{"name":"Morgan Stanley Smith Barney LLC","shortName":"Morgan Stanley","location":"Purchase, NY","smaAssets":58070777}],"custodyNote":"WWM Advisory has custody of $280M for 110 clients.","otherCustodians":[],"leadership":[{"name":"Jeffrey Wolman","title":"Chief Compliance Officer, Chief Executive Officer, Chief Legal Officer, Chief Financial Officer, Chief Operations Officer, Direc","crd":"4895490"}],"ownership":[{"label":"Jeffrey Wolman","detail":"Chief compliance officer, chief executive officer, chief legal officer, chief financial officer, chief operations officer, direc in the 75% or more ownership band and a control person, since October 1995."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"4208 Overland Avenue","city":"Culver City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-234-1992","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":16},{"label":"U.S. government/agency bonds","percent":7},{"label":"U.S. state and local bonds","percent":28},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":42},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":1,"detail":"Private Debt Funds, Cryptocurrencies, and Other Investments."}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/133611/PDF/133611.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016603","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does WWM Advisory have?","answer":"WWM Advisory has 110 clients and manages $280 million for them, as of March 2026. They include 56 pension and profit-sharing plans, 38 high-net-worth individuals, and 16 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does WWM Advisory offer?","answer":"WWM Advisory provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does WWM Advisory use?","answer":"WWM Advisory’s separately managed account assets are held at Vanguard Marketing Corporation (Malvern, PA), with $98.4M, Morgan Stanley Smith Barney LLC (Purchase, NY), with $58.1M and Merrill Lynch, Pierce, Fenner & Smith Incorporated (New York, NY), with $41.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does WWM Advisory have?","answer":"WWM Advisory has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does WWM Advisory invest in?","answer":"At the end of its last fiscal year, WWM Advisory’s separately managed accounts held 42% registered funds (mutual funds, ETFs, BDCs), 28% state and local bonds, 16% exchange-traded equities, 7% U.S. government and agency bonds, 5% cash and equivalents, 1% investment grade corporate bonds and 1% other. The 1% other category is described as: Private Debt Funds, Cryptocurrencies, and Other Investments.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns WWM Advisory?","answer":"WWM Advisory’s direct owner is Jeffrey Wolman (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does WWM Advisory get paid?","answer":"WWM Advisory is paid through other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact WWM Advisory?","answer":"WWM Advisory’s main office is at 4208 Overland Avenue, Culver City, CA 90230. Its phone number is 310-234-1992.","source":"Form ADV Part 1A, Item 1.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}