{"url":"https://nivawealth.com/firms/wright-wealth-strategies-304289","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/304289","regulatoryAum":127209000,"crd":"304289","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2609910","suffix":null,"lastName":"WRIGHT","firstName":"ANDREW","middleName":"JAMES"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-03-24","regulatoryAum":123600000,"clients":185,"employees":2,"offices":1},{"filedOn":"2026-03-18","regulatoryAum":127209000,"clients":202,"employees":2,"offices":1}],"secFileNumber":"801-131932","legalName":"Wright Wealth Strategies, LLC","displayName":"Wright Wealth Strategies","slug":"wright-wealth-strategies-304289","website":"https://wrightws.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"408 Higuera Street, Suite 120","city":"San Luis Obispo","state":"CA","stateName":"California","country":"United States","postalCode":"93401"},"tradeNames":[],"registration":{"secApproved":"6 February 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":476867.3469387755,"staff":{"employees":2,"advisory":1,"brokerDealerReps":1,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":127209000,"discretionary":95939000,"discretionaryAccounts":309,"nonDiscretionary":31270000,"nonDiscretionaryAccounts":5,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":128,"regulatoryAum":25590000},{"label":"High-net-worth individuals","clients":68,"regulatoryAum":67876000},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":31270000},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":2473000}],"feePrograms":[{"role":"other","program":"Retirement Plan Consulting","summary":"Billed as a percentage of managed plan assets, not to exceed 2.00%, with the arrangement set case by case in the consulting agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061410","versionId":1061410,"submittedOn":"2026-10-16","documentName":"FORM ADV PART 2A - FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:22:29.828149+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061410","versionId":1061410,"submittedOn":"2026-10-16"}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Boston, MA","smaAssets":95938870},{"name":"Ascensus Broker Dealer Services, LLC","shortName":"Ascensus Broker Dealer Services","location":"Boston, MA","smaAssets":23000000}],"custodyNote":"Wright Wealth Strategies has custody of $71.2M in client assets for 101 clients.","otherCustodians":[],"leadership":[{"name":"Andrew Wright","title":"Managing Member & Chief Compliance Officer","crd":"2609910"},{"name":"Brooke Wright","title":"Partner","crd":"8236231"},{"name":"Li Zhang","title":"Operations Manager","crd":"6367742"}],"ownership":[{"label":"Andrew Wright","detail":"Managing member & chief compliance officer in the 50% to 75% ownership band and a control person, since July 2019."},{"label":"Li Zhang","detail":"Operations manager in the 25% to 50% ownership band, since July 2019."},{"label":"Brooke Wright","detail":"Partner in the 5% to 10% ownership band, since January 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"408 Higuera Street, Suite 120","city":"San Luis Obispo","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"805-592-1221","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":90},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":2,"detail":"Structured Notes"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/304289/PDF/304289.pdf","brochureDate":"16 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061410","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wright Wealth Strategies have?","answer":"Wright Wealth Strategies has 202 clients and manages $127 million for them, as of March 2026. They include 128 individual clients, 68 high-net-worth individuals, and 5 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wright Wealth Strategies offer?","answer":"Wright Wealth Strategies provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Wright Wealth Strategies use?","answer":"Wright Wealth Strategies’ separately managed account assets are held at LPL Financial LLC (Boston, MA), with $95.9M and Ascensus Broker Dealer Services, LLC (Boston, MA), with $23M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wright Wealth Strategies have?","answer":"Wright Wealth Strategies has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wright Wealth Strategies invest in?","answer":"At the end of its last fiscal year, Wright Wealth Strategies’ separately managed accounts held 90% pooled vehicles (private funds and similar), 4% exchange-traded equities, 4% cash and equivalents and 2% other. The 2% other category is described as: Structured Notes.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wright Wealth Strategies?","answer":"Wright Wealth Strategies’ direct owners are Andrew Wright (50% to 75%), Li Zhang (25% to 50%) and Brooke Wright (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wright Wealth Strategies get paid?","answer":"Wright Wealth Strategies is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Wright Wealth Strategies?","answer":"Wright Wealth Strategies’ main office is at 408 Higuera Street, Suite 120, San Luis Obispo, CA 93401. Its phone number is 805-592-1221. Its website is wrightws.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}