{"url":"https://nivawealth.com/firms/womack-wealth-management-146126","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/146126","regulatoryAum":406914525,"crd":"146126","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4778433","suffix":null,"lastName":"EDWARDS","firstName":"TERRY","middleName":"WARREN"},{"crd":"2402769","suffix":null,"lastName":"LEFORE","firstName":"JACQUE","middleName":"GREGORY"},{"crd":"4141848","suffix":null,"lastName":"PACKARD","firstName":"CHRISTOPHER","middleName":"BRYANT"},{"crd":"471691","suffix":null,"lastName":"WOMACK","firstName":"CHARLES","middleName":"HANSON"},{"crd":"2674468","suffix":null,"lastName":"WOMACK","firstName":"SCOTT","middleName":"HANSON"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-12","regulatoryAum":234873444,"clients":170,"employees":8,"offices":3},{"filedOn":"2022-07-07","regulatoryAum":275302354,"clients":171,"employees":7,"offices":3},{"filedOn":"2023-03-13","regulatoryAum":305892975,"clients":187,"employees":7,"offices":3},{"filedOn":"2024-06-20","regulatoryAum":329765024,"clients":191,"employees":7,"offices":3},{"filedOn":"2025-03-14","regulatoryAum":362053396,"clients":192,"employees":7,"offices":4},{"filedOn":"2026-07-08","regulatoryAum":406914525,"clients":198,"employees":7,"offices":4}],"secFileNumber":"801-107413","legalName":"Womack Wealth Management, Inc.","displayName":"Womack Wealth Management","slug":"womack-wealth-management-146126","website":"https://womackwealthmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/womack-wealth-management","founded":"2008","organization":"New Mexico corporation","fiscalYearEnd":"December","headquarters":{"street":"904 Manhattan Ave, Suite 9","city":"Manhattan Beach","state":"CA","stateName":"California","country":"United States","postalCode":"90266"},"tradeNames":[],"registration":{"secApproved":"18 March 2016","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2015897.7878787878,"staff":{"employees":7,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":406914525,"discretionary":393190106,"discretionaryAccounts":593,"nonDiscretionary":13724419,"nonDiscretionaryAccounts":8,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":94,"regulatoryAum":26645163},{"label":"High-net-worth individuals","clients":104,"regulatoryAum":372502599},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":7754770},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":11993}],"feePrograms":[{"role":"main","program":"Investment management and consulting","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048896","versionId":1048896,"ratePeriod":"not_stated","fee_billing":"both","submittedOn":"2026-06-18","documentName":"ADV PART 2A","fee_rate_low":0.3,"fee_rate_high":1.2,"fee_negotiable":true,"minimum_account":250000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning services","summary":"Financial planning is a fixed one-time or ongoing flat fee, or hourly at $50 to $500 an hour depending on complexity and staff level.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048896","versionId":1048896,"submittedOn":"2026-06-18","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:17:58.561839+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048896","versionId":1048896,"submittedOn":"2026-06-18"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":156837907},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":243313302}],"custodyNote":"Womack Wealth Management has custody of client assets.","leadership":[{"name":"Scott Womack","title":"President & Chief Compliance Officer","crd":"2674468"}],"ownership":[{"label":"Scott Womack","detail":"President & chief compliance officer in the 75% or more ownership band and a control person, since January 2008."}],"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"904 Manhattan Ave, Suite 9","city":"Manhattan Beach","headquarters":true},{"street":"9465 Wilshire BLVD","city":"Beverly Hills"},{"street":"11835 W. Olympic BLVD","city":"Los Angeles"}]},{"state":"New Mexico","offices":1,"addresses":[{"street":"100 Sun Ave, Ne Suite 650","city":"Albuquerque"}]}],"brochureServices":["education planning","estate planning","family office services","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-684-3868","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":9},{"label":"U.S. state and local bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":79},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"8 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/146126/PDF/146126.pdf","brochureDate":"18 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048896","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Womack Wealth Management have?","answer":"Womack Wealth Management has 198 clients and manages $407 million for them, as of July 2026. They include 104 high-net-worth individuals and 94 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Womack Wealth Management offer?","answer":"Womack Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, family office services, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Womack Wealth Management charge?","answer":"Womack Wealth Management charges 0.30%–1.20% for its Investment management and consulting. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $250,000.","source":"ADV PART 2A, filed 18 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Womack Wealth Management use?","answer":"Womack Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $243M and National Financial Services LLC (Boston, MA), with $157M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Womack Wealth Management have?","answer":"Womack Wealth Management has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Womack Wealth Management invest in?","answer":"At the end of its last fiscal year, Womack Wealth Management’s separately managed accounts held 79% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities, 5% state and local bonds, 4% cash and equivalents and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Womack Wealth Management have a minimum investment?","answer":"Yes, Womack Wealth Management’s minimum account size for its Investment management and consulting is $250K.","source":"ADV PART 2A, filed 18 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Womack Wealth Management?","answer":"Womack Wealth Management’s direct owner is Scott Womack (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Womack Wealth Management get paid?","answer":"Womack Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Womack Wealth Management registered with the SEC?","answer":"Yes, Womack Wealth Management has been registered with the SEC as an investment adviser since 18 March 2016. Its CRD number is 146126 and its SEC file number is 801-107413.","source":"Form ADV Part 1A, Item 1, filed 8 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Womack Wealth Management?","answer":"Womack Wealth Management’s main office is at 904 Manhattan Ave, Suite 9, Manhattan Beach, CA 90266. Its phone number is 310-684-3868. Its website is womackwealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}