{"url":"https://nivawealth.com/firms/wolfstich-capital-146026","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/146026","regulatoryAum":162101000,"crd":"146026","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2739474","suffix":null,"lastName":"WOLFSTICH","firstName":"THEODORE","middleName":"JOHN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-07-18","regulatoryAum":108953000,"clients":82,"employees":1,"offices":1},{"filedOn":"2023-04-13","regulatoryAum":119834625,"clients":138,"employees":1,"offices":1},{"filedOn":"2024-07-19","regulatoryAum":128645254,"clients":81,"employees":1,"offices":2},{"filedOn":"2025-06-10","regulatoryAum":148881324,"clients":79,"employees":1,"offices":2},{"filedOn":"2026-01-27","regulatoryAum":162101000,"clients":80,"employees":1,"offices":2}],"secFileNumber":"801-121875","legalName":"Wolfstich Capital, LLC","displayName":"Wolfstich Capital","slug":"wolfstich-capital-146026","website":"https://wolfstichcapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/146026/8a3c07c54c8401aa-r1.webp","tone":"light","width":821,"height":200,"sourceUrl":"https://wolfstichcapital.com/","sourceLabel":"Wolfstich Capital, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"445 Main Street, Suite 303","city":"Medfield","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02052"},"tradeNames":[],"registration":{"secApproved":"5 August 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1960772.1518987343,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":162101000,"discretionary":162101000,"discretionaryAccounts":273,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":24,"regulatoryAum":17483000},{"label":"High-net-worth individuals","clients":55,"regulatoryAum":137418000},{"label":"Charitable organizations","clients":1,"regulatoryAum":7200000}],"feePrograms":[{"role":"main","program":"Wealth management services","feeBasis":"marginal","fee_tiers":[{"to":3000000,"pct":1,"from":0},{"to":null,"pct":0.5,"from":3000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004232","versionId":1004232,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-01-27","documentName":"FORM ADV PART 2A & 2B","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning","summary":"A negotiable fixed fee of $2,500 to $3,500, due in arrears on presentation of the plan; cancelled work is billed at $350 an hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004232","versionId":1004232,"submittedOn":"2026-01-27","documentName":"FORM ADV PART 2A & 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:41:19.223455+00:00","documents":[{"name":"FORM ADV PART 2A & 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004232","versionId":1004232,"submittedOn":"2026-01-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":161700000}],"custodyNote":"Wolfstich Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Theodore Wolfstich","title":"Managing Member and Chief Compliance Officer","crd":"2739474"}],"ownership":[{"label":"Theodore Wolfstich","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since December 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"445 Main Street, Suite 303","city":"Medfield","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"781-475-6157","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":4},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":95}],"privateFunds":0},"sources":{"adv1FilingDate":"27 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/146026/PDF/146026.pdf","brochureDate":"27 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004232","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wolfstich Capital have?","answer":"Wolfstich Capital has 80 clients and manages $162 million for them, as of January 2026. They include 55 high-net-worth individuals, 24 individual clients and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wolfstich Capital offer?","answer":"Wolfstich Capital provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wolfstich Capital charge?","answer":"Wolfstich Capital charges 0.50%–1.00% a year for its Wealth management services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A & 2B, filed 27 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Wolfstich Capital use?","answer":"Wolfstich Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $162M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wolfstich Capital have?","answer":"Wolfstich Capital has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wolfstich Capital invest in?","answer":"At the end of its last fiscal year, Wolfstich Capital’s separately managed accounts held 95% pooled vehicles (private funds and similar), 4% U.S. government and agency bonds and 1% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wolfstich Capital?","answer":"Wolfstich Capital’s direct owner is Theodore Wolfstich (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wolfstich Capital get paid?","answer":"Wolfstich Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Wolfstich Capital?","answer":"Wolfstich Capital’s main office is at 445 Main Street, Suite 303, Medfield, MA 02052. Its phone number is 781-475-6157. Its website is wolfstichcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/wolfstich-capital-146026/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-24","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2047009/000204700926000003/0002047009-26-000003-index.html","totalValue":129518344,"positionCount":19,"top10Share":0.9451585020265546,"top10":[{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US COR EQU 2 ETF","cusip":"25434V708","value":30956681,"shares":699586,"shareType":"SH","priorValue":27224211,"priorShares":711057},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"WORLD EX US CORE","cusip":"25434V880","value":28046643,"shares":764422,"shareType":"SH","priorValue":24407243,"priorShares":740511},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"SHOR DUR FIX 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}