{"url":"https://nivawealth.com/firms/wolfers-asset-management-121359","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/121359","regulatoryAum":165310192,"crd":"121359","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2702957","suffix":null,"lastName":"VAN DYKE","firstName":"ALISON","middleName":"MICHELLE DALY"},{"crd":"5570782","suffix":null,"lastName":"WHEELER","firstName":"ERIC","middleName":"MICHAEL"},{"crd":"4214621","suffix":null,"lastName":"WOLFERS","firstName":"ERIK","middleName":"SEAN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-02-24","regulatoryAum":142261821,"clients":117,"employees":5,"offices":3},{"filedOn":"2026-07-14","regulatoryAum":165310192,"clients":122,"employees":4,"offices":3}],"secFileNumber":"801-132059","legalName":"Wolfers Asset Management LLC","displayName":"Wolfers Asset 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revisions.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014120","versionId":1014120,"submittedOn":"2026-03-03","documentName":"DISCLOSURE DOCUMENT FOR ALL CLIENTS"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:35:14.704348+00:00","documents":[{"name":"DISCLOSURE DOCUMENT FOR ALL CLIENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014120","versionId":1014120,"submittedOn":"2026-03-03"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":165310192}],"custodyNote":"Wolfers Asset Management has custody of $52.2M in client assets for 62 clients.","otherCustodians":[],"leadership":[{"name":"Eric Wheeler","title":"CCO/Portfolio Manager","crd":"5570782"},{"name":"Erik Wolfers","title":"Managing Member","crd":"4214621"}],"ownership":[{"label":"Erik Wolfers","detail":"Managing member in the 75% or more ownership band and a control person, since February 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1999 Harrison Street","city":"Oakland"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"510-601-1935","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment 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They include 73 high-net-worth individuals and 49 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wolfers Asset Management offer?","answer":"Wolfers Asset Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wolfers Asset Management charge?","answer":"Wolfers Asset Management charges 0.35%–0.85% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"DISCLOSURE DOCUMENT FOR ALL CLIENTS, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Wolfers Asset Management use?","answer":"Wolfers Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $165M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wolfers Asset Management have?","answer":"Wolfers Asset Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wolfers Asset Management invest in?","answer":"At the end of its last fiscal year, Wolfers Asset Management’s separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 1% U.S. government and agency bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wolfers Asset Management?","answer":"Wolfers Asset Management’s direct owner is Erik Wolfers (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wolfers Asset Management get paid?","answer":"Wolfers Asset Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Wolfers Asset Management?","answer":"Its phone number is 510-601-1935. Its website is wolfersam.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}