{"url":"https://nivawealth.com/firms/wold-financial-group-316409","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/316409","regulatoryAum":182458656,"crd":"316409","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2095296","suffix":null,"lastName":"WOLD","firstName":"BARRY","middleName":"WALTER"},{"crd":"2702213","suffix":null,"lastName":"WOLD","firstName":"RYAN","middleName":"DAVIS"},{"crd":"3062131","suffix":null,"lastName":"WRIGHT","firstName":"STEPHANIE","middleName":"ANN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-01-31","regulatoryAum":180202292,"clients":282,"employees":3,"offices":1},{"filedOn":"2023-03-06","regulatoryAum":164161150,"clients":71,"employees":3,"offices":1},{"filedOn":"2024-03-07","regulatoryAum":165734292,"clients":71,"employees":3,"offices":1},{"filedOn":"2025-03-18","regulatoryAum":172468251,"clients":92,"employees":3,"offices":1},{"filedOn":"2026-03-17","regulatoryAum":182458656,"clients":72,"employees":3,"offices":1}],"secFileNumber":"801-122348","legalName":"Wold Financial Group LLC","displayName":"Wold Financial Group","slug":"wold-financial-group-316409","website":"https://woldgroup.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/316409/1f865e56ceffcd65-r1.webp","tone":"light","width":838,"height":200,"sourceUrl":"https://woldgroup.com/","sourceLabel":"Wold Financial Group, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Minnesota limited liability company","fiscalYearEnd":"December","headquarters":{"street":"750 Main Street, Suite 109","city":"Mendota Heights","state":"MN","stateName":"Minnesota","country":"United States","postalCode":"55118"},"tradeNames":[],"registration":{"secApproved":"17 September 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control person, since August 2021."},{"label":"Stephanie Wright","detail":"Chief compliance officer in the 5% to 10% ownership band and a control person, since August 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Minnesota","offices":1,"addresses":[{"street":"750 Main Street, Suite 109","city":"Mendota Heights","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"612-347-7825","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":28},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":20},{"label":"Securities issued by registered investment companies or business development companies","percent":45},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/316409/PDF/316409.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020266","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wold Financial Group have?","answer":"Wold Financial Group has 72 clients and manages $182 million for them, as of March 2026. They include 41 individual clients and 31 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wold Financial Group offer?","answer":"Wold Financial Group provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wold Financial Group charge?","answer":"Wold Financial Group charges 0.50%–1.25% a year for its Asset management services. The fee is billed in advance and is negotiable.","source":"WOLD FINANCIAL GROUP ADV PART 2A, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Wold Financial Group use?","answer":"Wold Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $182M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wold Financial Group have?","answer":"Wold Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wold Financial Group invest in?","answer":"At the end of its last fiscal year, Wold Financial Group’s separately managed accounts held 45% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 20% state and local bonds, 5% cash and equivalents and 2% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wold Financial Group?","answer":"Wold Financial Group’s direct owners are Ryan Wold (75% or more) and Stephanie Wright (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wold Financial Group get paid?","answer":"Wold Financial Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Wold Financial Group?","answer":"Wold Financial Group’s main office is at 750 Main Street, Suite 109, Mendota Heights, MN 55118. Its phone number is 612-347-7825. Its website is woldgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}