{"url":"https://nivawealth.com/firms/wisdomtree-asset-management-139684","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/139684","regulatoryAum":88381199595,"crd":"139684","secFileNumber":"801-66567","legalName":"Wisdomtree Asset Management, Inc.","displayName":"Wisdomtree Asset Management","website":"https://www.wisdomtree.com/investments","linkedinUrl":"https://www.linkedin.com/company/wisdomtree-asset-management","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"250 W 34th ST., 3rd Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10119"},"tradeNames":[],"registration":{"secApproved":"3 May 2006","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":175,"advisory":28,"brokerDealerReps":86,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":88381199595,"discretionaryAccounts":85,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":88381199595},{"label":"Other investment advisers","clients":1,"regulatoryAum":0}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Wisdomtree Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Robert Lilien","title":"President","crd":"1337819"},{"name":"Bryan Edmiston","title":"Chief Financial Officer and Treasurer","crd":"5743897"},{"name":"Stuart Bell","title":"Chief Operating Officer and Director","crd":"6932307"},{"name":"Terry Feld","title":"Head of US Compliance, Chief Compliance Officer","crd":"4085142"},{"name":"Joanne Antico","title":"General Counsel & Assistant Secretary","crd":"4936437"},{"name":"Marci Frankenthaler","title":"Chief Legal Officer and Secretary","crd":"7090076"},{"name":"Jeremy Schwartz","title":"Global Chief Investment Officer","crd":"4237439"},{"name":"Jonathan Steinberg","title":"CEO and Director","crd":"5043391"},{"name":"David Yates","title":"Chief Information Officer","crd":"5569066"},{"name":"Peter Ziemba","title":"Senior Advisor to the CEO, Cao, and Director","crd":"5438436"}],"ownership":[{"label":"Wisdomtree, Inc.","detail":"Stockholder in the 75% or more ownership band and a control person, since April 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"250 W 34th ST., 3rd Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-801-2080","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/139684/PDF/139684.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wisdomtree Asset Management have?","answer":"Wisdomtree Asset Management has 2 clients and manages $88.4 billion for them, as of March 2026. They include 1 investment companies and 1 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wisdomtree Asset Management offer?","answer":"Wisdomtree Asset Management provides portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Wisdomtree Asset Management have?","answer":"Wisdomtree Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 175 employees, and 28 perform investment advisory functions. 86 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wisdomtree Asset Management?","answer":"Wisdomtree Asset Management’s direct owner is Wisdomtree, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wisdomtree Asset Management get paid?","answer":"Wisdomtree Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}