{"url":"https://nivawealth.com/firms/winton-capital-management-130566","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/130566","regulatoryAum":11668466765,"crd":"130566","secFileNumber":"801-73223","legalName":"Winton Capital Management LTD.","displayName":"Winton Capital Management","website":"https://www.winton.com/","linkedinUrl":"https://www.linkedin.com/company/winton","founded":null,"organization":"other (specify) organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"1 Hooper'S Court, Knightsbridge","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"SW3 1AF"},"tradeNames":[],"registration":{"secApproved":"6 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":149,"advisory":32,"brokerDealerReps":2,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":11668466765,"discretionaryAccounts":38,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":76,"nonAumClients":18},"clientTypes":[{"label":"High-net-worth individuals","clients":null,"regulatoryAum":775306415},{"label":"Investment companies","clients":4,"regulatoryAum":405676722},{"label":"Pooled investment vehicles","clients":32,"regulatoryAum":10060088657},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"regulatoryAum":427394971}],"fees":[],"feeNotes":[],"custodians":[{"name":"Bank of New York Mellon International LTD","shortName":"Bank of New York Mellon International","location":"London","smaAssets":232346996},{"name":"J.P. Morgan Securities PLC","shortName":"J.P. Morgan","location":"London","smaAssets":291634981},{"name":"Goldman Sachs International","shortName":"Goldman Sachs International","location":"London","smaAssets":239424468}],"custodyNote":"Winton Capital Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Nicholas Saunders","title":"Director, Chief Operating Officer","crd":"6769760"},{"name":"Adam Waghorn","title":"Chief Compliance Officer","crd":"6875392"},{"name":"David Harding","title":"Director, Executive Chair","crd":"4763188"},{"name":"Simon Judes","title":"Chief Investment Officer","crd":"7261289"},{"name":"Alexandra Openshaw","title":"General Counsel","crd":"7873111"}],"ownership":[{"label":"Winton Group Limited","detail":"Holding company in the 75% or more ownership band and a control person, since January 2014."},{"label":"David Harding","detail":"Indirect owner: a director, shareholder of Winton Group Limited in the 50% to 75% band and a control person, since January 2014.","parent":"Winton Group Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442085765800","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":14},{"label":"Non-exchange-traded equity securities","percent":6},{"label":"U.S. government/agency bonds","percent":17},{"label":"Sovereign bonds","percent":20},{"label":"Derivatives","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":21},{"label":"Cash and cash equivalents","percent":13},{"label":"Other","percent":8,"detail":"Due From Broker/Receivable for Investment Sold/Other Prepaid Amounts"}],"privateFunds":20},"sources":{"adv1FilingDate":"10 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/130566/PDF/130566.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Winton Capital Management have?","answer":"Winton Capital Management has 36 clients and manages $11.7 billion for them, as of August 2026. They include 32 pooled investment vehicles and 4 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Winton Capital Management offer?","answer":"Winton Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Winton Capital Management use?","answer":"Winton Capital Management’s separately managed account assets are held at J.P. Morgan Securities PLC (London), with $291,634,981, Goldman Sachs International (London), with $239,424,468 and Bank of New York Mellon International LTD (London), with $232,346,996. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Winton Capital Management have?","answer":"Winton Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 149 employees, and 32 perform investment advisory functions. 2 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Winton Capital Management invest in?","answer":"At the end of its last fiscal year, Winton Capital Management’s separately managed accounts held 21% pooled vehicles (private funds and similar), 20% sovereign bonds, 17% U.S. government and agency bonds, 14% exchange-traded equities, 13% cash and equivalents, 8% due from broker/receivable for investment sold/other prepaid amounts, 6% non-exchange-traded equities and 1% derivatives. It advises 20 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Winton Capital Management?","answer":"Winton Capital Management is owned through a holding company by David Harding. Its direct owner is Winton Group Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Winton Capital Management get paid?","answer":"Winton Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}