{"url":"https://nivawealth.com/firms/winans-international-107125","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107125","regulatoryAum":305600000,"crd":"107125","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8020766","suffix":null,"lastName":"CALAIRO","firstName":"ALANA TERESE","middleName":"MENDIOLA"},{"crd":"7317886","suffix":null,"lastName":"Jerez","firstName":"Brittany","middleName":null},{"crd":"5044167","suffix":null,"lastName":"LARSON","firstName":"STEPHANIE","middleName":"IRENE"},{"crd":"8323910","suffix":null,"lastName":"McLemore","firstName":"Charis","middleName":"JoyLynn"},{"crd":"1749366","suffix":null,"lastName":"WINANS","firstName":"KENNETH","middleName":"GRANT"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-01","regulatoryAum":245604107,"clients":266,"employees":6,"offices":2},{"filedOn":"2022-02-28","regulatoryAum":299656000,"clients":285,"employees":6,"offices":2},{"filedOn":"2023-07-31","regulatoryAum":245180000,"clients":318,"employees":5,"offices":2},{"filedOn":"2024-06-12","regulatoryAum":258187586,"clients":278,"employees":5,"offices":2},{"filedOn":"2025-02-26","regulatoryAum":330100000,"clients":267,"employees":6,"offices":2},{"filedOn":"2026-02-26","regulatoryAum":305600000,"clients":276,"employees":4,"offices":2}],"secFileNumber":"801-43327","legalName":"Winans International","displayName":"Winans International","slug":"winans-international-107125","website":"https://winansinvestments.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/winans-investments/","founded":"1992","organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"410 S. Rampart BLVD., Suite 390","city":"Las Vegas","state":"NV","stateName":"Nevada","country":"United States","postalCode":"89145"},"tradeNames":[],"registration":{"secApproved":"17 February 1993","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1074242.4242424243,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":305600000,"discretionary":305600000,"discretionaryAccounts":512,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":197,"regulatoryAum":96600000},{"label":"High-net-worth individuals","clients":67,"regulatoryAum":187000000},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":13000000},{"label":"Charitable organizations","clients":6,"regulatoryAum":9000000}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T08:13:47.026526+00:00","documents":[{"name":"WINANS INTERNATIONAL ADV BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012330","versionId":1012330,"submittedOn":"2026-02-26"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":305600000}],"custodyNote":"Winans International does not have custody of client assets.","leadership":[{"name":"Kenneth Winans","title":"President/Chief Investment Officer","crd":"1749366"},{"name":"Stephanie Larson","title":"Chief Compliance Officer","crd":"5044167"},{"name":"Stephanie Larson","title":"Managing Director","crd":"5044167"},{"name":"James Wilson","title":"Shareholder","crd":"1590286"}],"ownership":[{"label":"Kenneth Winans","detail":"President/chief investment officer in the 50% to 75% ownership band and a control person, since September 1992."},{"label":"James Wilson","detail":"Shareholder in the 10% to 25% ownership band, since March 1996."},{"label":"Stephanie Larson","detail":"Managing director in the 10% to 25% ownership band and a control person, since September 2021. Also chief compliance officer in the 10% to 25% ownership band and a control person, since January 2024."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"7250 Redwood BLVD.","city":"Novato"}]},{"state":"Nevada","offices":1,"addresses":[{"street":"410 S. Rampart BLVD., Suite 390","city":"Las Vegas","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-494-6267","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":45},{"label":"Investment grade corporate bonds","percent":43},{"label":"Securities issued by registered investment companies or business development companies","percent":7},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"26 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107125/PDF/107125.pdf","brochureDate":"26 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012330","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Winans International have?","answer":"Winans International has 276 clients and manages $306 million for them, as of February 2026. They include 197 individual clients, 67 high-net-worth individuals, and 6 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Winans International offer?","answer":"Winans International provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Winans International use?","answer":"Winans International’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $306M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Winans International have?","answer":"Winans International has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Winans International invest in?","answer":"At the end of its last fiscal year, Winans International’s separately managed accounts held 45% exchange-traded equities, 43% investment grade corporate bonds, 7% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Winans International?","answer":"Winans International’s direct owners are Kenneth Winans (50% to 75%), James Wilson (10% to 25%) and Stephanie Larson (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Winans International get paid?","answer":"Winans International is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Winans International registered with the SEC?","answer":"Yes, Winans International has been registered with the SEC as an investment adviser since 17 February 1993. Its CRD number is 107125 and its SEC file number is 801-43327.","source":"Form ADV Part 1A, Item 1, filed 26 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Winans International?","answer":"Winans International’s main office is at 410 S. Rampart BLVD., Suite 390, Las Vegas, NV 89145. Its phone number is 800-494-6267. Its website is winansinvestments.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}