{"url":"https://nivawealth.com/firms/wilmington-funds-management-105163","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105163","regulatoryAum":16075278633,"crd":"105163","secFileNumber":"801-22071","legalName":"Wilmington Funds Management Corporation","displayName":"Wilmington Funds Management","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"1100 North Market Street","city":"Wilmington","state":"DE","stateName":"Delaware","country":"United States","postalCode":"19890-0001"},"tradeNames":["Wilmington Investment Management"],"registration":{"secApproved":"17 September 1984","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":39,"advisory":34,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":16075278633,"discretionaryAccounts":10,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":10,"regulatoryAum":16075278633}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Wilmington Funds Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Edna Warren","title":"Chair of the Board and Chief Executive Officer","crd":"5009086"},{"name":"Andrew Baldauf","title":"Executive Vice President and Chief Compliance Officer","crd":"1554676"},{"name":"Matthew Glaser","title":"Executive Vice President, Head of Equity and Non-Traditional Investments","crd":"2652525"},{"name":"John Kelley","title":"President","crd":"4868529"},{"name":"John McDonnell","title":"Senior Vice President, Chief Operations Officer, and Assistant Secretary","crd":"7357929"},{"name":"Anthony Roth","title":"Senior Executive Vice President, Chief Investment Officer and Director","crd":"4149212"},{"name":"Luke Tilley","title":"Executive Vice President & Chief Economist","crd":"6455008"},{"name":"Randy Vogel","title":"Executive Vice President & Head of Fixed Income","crd":"2164514"},{"name":"Gerald Baker","title":"Director","crd":"7944101"},{"name":"Michael Keane","title":"Director","crd":"5630279"},{"name":"Lisa Roberts","title":"Director","crd":"4573450"}],"ownership":[{"label":"M&T Bank Corporation","detail":"100% shareholder in the 75% or more ownership band and a control person, since May 2001."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Delaware","offices":1,"addresses":[{"street":"1100 North Market Street","city":"Wilmington","headquarters":true}]},{"state":"Maryland","offices":1,"addresses":[{"street":"One Light Street","city":"Baltimore"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"302-651-8118","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies"],"financialPlanningClients":"0","assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105163/PDF/105163.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wilmington Funds Management have?","answer":"Wilmington Funds Management has 10 clients and manages $16.1 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wilmington Funds Management offer?","answer":"Wilmington Funds Management provides portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Wilmington Funds Management have?","answer":"Wilmington Funds Management has 0 investment adviser representatives registered with state securities authorities, out of 39 employees, and 34 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wilmington Funds Management?","answer":"Wilmington Funds Management’s direct owner is M&T Bank Corporation (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wilmington Funds Management get paid?","answer":"Wilmington Funds Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}