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The filing also lists Altruist Financial LLC with no separately managed account assets.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Williams & Novak Wealth Management have?","answer":"Williams & Novak Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 10 employees, and 4 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Williams & Novak Wealth Management invest in?","answer":"At the end of its last fiscal year, Williams & Novak Wealth Management’s separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 18% cash and equivalents, 11% exchange-traded equities, 3% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Williams & Novak Wealth Management?","answer":"Williams & Novak Wealth Management’s direct owners are Daniel Novak (25% to 50%) and Jacob Williams (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 16 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Williams & Novak Wealth Management get paid?","answer":"Williams & Novak Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. 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