{"url":"https://nivawealth.com/firms/white-hawk-wealth-management-341034","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/341034","regulatoryAum":131209800,"crd":"341034","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7053954","suffix":null,"lastName":"DYE","firstName":"CAMERON","middleName":"ROBERT"},{"crd":"5882055","suffix":null,"lastName":"White","firstName":"Jonathan","middleName":"David"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136022","legalName":"White Hawk Wealth Management, Inc.","displayName":"White Hawk Wealth 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Fees","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1.4,"from":0},{"to":3000000,"pct":1.33,"from":1000000},{"to":5000000,"pct":1.07,"from":3000000},{"to":10000000,"pct":0.77,"from":5000000},{"to":null,"pct":0.47,"from":10000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054161","versionId":1054161,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-08-06","documentName":"WHWM ADV 2A","fee_rate_low":0.47,"fee_rate_high":1.4,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:16:11.155134+00:00","documents":[{"name":"WHWM ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054161","versionId":1054161,"submittedOn":"2026-08-06"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":131209800}],"custodyNote":"White Hawk Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jonathan White","title":"President / Wealth Manager / CCO","crd":"5882055"}],"ownership":[{"label":"Jonathan White","detail":"President / wealth manager / cco in the 75% or more ownership band and a control person, since March 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"340 E. 1st Avenue, Suite 310","city":"Broomfield","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"303-800-0620","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":87},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"6 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/341034/PDF/341034.pdf","brochureDate":"6 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054161","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does White Hawk Wealth Management have?","answer":"White Hawk Wealth Management has 153 clients and manages $131 million for them, as of August 2026. They include 90 individual clients and 63 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does White Hawk Wealth Management offer?","answer":"White Hawk Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does White Hawk Wealth Management charge?","answer":"White Hawk Wealth Management charges 0.47%–1.40% a year for its Wealth Management Fees. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"WHWM ADV 2A, filed 6 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does White Hawk Wealth Management use?","answer":"White Hawk Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $131M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does White Hawk Wealth Management have?","answer":"White Hawk Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does White Hawk Wealth Management invest in?","answer":"At the end of its last fiscal year, White Hawk Wealth Management’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities, 2% state and local bonds, 2% pooled vehicles (private funds and similar), 2% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns White Hawk Wealth Management?","answer":"White Hawk Wealth Management’s direct owner is Jonathan White (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does White Hawk Wealth Management get paid?","answer":"White Hawk Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact White Hawk Wealth Management?","answer":"White Hawk Wealth Management’s main office is at 340 E. 1st Avenue, Suite 310, Broomfield, CO 80020. Its phone number is 303-800-0620. Its website is whitehawkwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}