{"url":"https://nivawealth.com/firms/whale-rock-capital-management-140746","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/140746","regulatoryAum":12973494887,"crd":"140746","secFileNumber":"801-71470","legalName":"Whale Rock Capital Management LLC","displayName":"Whale Rock Capital Management","website":"http://www.whalerockcapital.com","linkedinUrl":"https://www.linkedin.com/company/whale-rock-capital-management-llc/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"Two International Place, 24th Floor","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02110"},"tradeNames":[],"registration":{"secApproved":"9 June 2010","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":31,"advisory":10,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":12973494887,"discretionaryAccounts":19,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":63,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":19,"regulatoryAum":12973494887}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Whale Rock Capital Management has custody of $4.50B for 5 clients.","otherCustodians":[],"leadership":[{"name":"Robert Finneran","title":"Chief Financial Officer","crd":"6118474"},{"name":"Kristy Kennedy","title":"Chief Operating Officer","crd":"4679720"},{"name":"Kendell Benz","title":"Chief Compliance Officer","crd":"7245295"},{"name":"James Houghtlin","title":"General Counsel","crd":"4201380"},{"name":"Alexander Sacerdote","title":"CEO, Owner, Managing Member","crd":"2531715"}],"ownership":[{"label":"Alexander Sacerdote","detail":"Ceo, owner, managing member in the 75% or more ownership band and a control person, since April 2006. Also general partner of Peter M Sacerdote Investment Partners, L.P. and a control person, since December 2010."},{"label":"Peter M Sacerdote Investment Partners, L.P.","detail":"Owner in the 10% to 25% ownership band, since April 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"Two International Place, 24th Floor","city":"Boston","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-502-9900","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":8},"sources":{"adv1FilingDate":"2 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/140746/PDF/140746.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Whale Rock Capital Management have?","answer":"Whale Rock Capital Management has 19 clients and manages $13 billion for them, as of June 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Whale Rock Capital Management offer?","answer":"Whale Rock Capital Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Whale Rock Capital Management have?","answer":"Whale Rock Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 31 employees, and 10 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Whale Rock Capital Management?","answer":"Whale Rock Capital Management’s direct owners are Alexander Sacerdote (75% or more) and Peter M Sacerdote Investment Partners, L.P. (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Whale Rock Capital Management get paid?","answer":"Whale Rock Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/whale-rock-capital-management-140746/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1387322/000117266126003733/0001172661-26-003733-index.html","totalValue":12456319060,"positionCount":35,"top10Share":0.5927291146313973,"top10":[{"issuer":"SANDISK CORP","titleOfClass":"COM","cusip":"80004C200","value":1356382263,"shares":596545,"shareType":"SH","priorValue":508009605,"priorShares":799587},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":876970782,"shares":1509650,"shareType":"SH","priorValue":14079594,"priorShares":69211},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":856384314,"shares":2396352,"shareType":"SH","priorValue":768308847,"priorShares":2671821},{"issuer":"TTM TECHNOLOGIES INC","titleOfClass":"COM","cusip":"87305R109","value":791202137,"shares":4230575,"shareType":"SH","priorValue":342388435,"priorShares":3514560},{"issuer":"ASTERA LABS INC","titleOfClass":"COM","cusip":"04626A103","value":757318364,"shares":1567882,"shareType":"SH"},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":583392445,"shares":2447732,"shareType":"SH","priorValue":378934561,"priorShares":1819439},{"issuer":"CORNING INC","titleOfClass":"COM","cusip":"219350105","value":570630365,"shares":2233999,"shareType":"SH","priorValue":312380741,"priorShares":2297424},{"issuer":"MKS INC.","titleOfClass":"COM","cusip":"55306N104","value":565506710,"shares":1271373,"shareType":"SH","priorValue":300298242,"priorShares":1306724},{"issuer":"CELESTICA INC","titleOfClass":"COM","cusip":"15101Q207","value":538601664,"shares":1476430,"shareType":"SH","priorValue":427646858,"priorShares":1518201},{"issuer":"BLOOM ENERGY CORP","titleOfClass":"COM CL A","cusip":"093712107","value":486833924,"shares":1608305,"shareType":"SH","priorValue":224071736,"priorShares":1653788}],"positionsListed":35,"positions":[{"issuer":"SANDISK CORP","titleOfClass":"COM","cusip":"80004C200","value":1356382263,"shares":596545,"shareType":"SH","priorValue":508009605,"priorShares":799587},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":876970782,"shares":1509650,"shareType":"SH","priorValue":14079594,"priorShares":69211},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":856384314,"shares":2396352,"shareType":"SH","priorValue":768308847,"priorShares":2671821},{"issuer":"TTM TECHNOLOGIES INC","titleOfClass":"COM","cusip":"87305R109","value":791202137,"shares":4230575,"shareType":"SH","priorValue":342388435,"priorShares":3514560},{"issuer":"ASTERA LABS INC","titleOfClass":"COM","cusip":"04626A103","value":757318364,"shares":1567882,"shareType":"SH"},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":583392445,"shares":2447732,"shareType":"SH","priorValue":378934561,"priorShares":1819439},{"issuer":"CORNING INC","titleOfClass":"COM","cusip":"219350105","value":570630365,"shares":2233999,"shareType":"SH","priorValue":312380741,"priorShares":2297424},{"issuer":"MKS INC.","titleOfClass":"COM","cusip":"55306N104","value":565506710,"shares":1271373,"shareType":"SH","priorValue":300298242,"priorShares":1306724},{"issuer":"CELESTICA INC","titleOfClass":"COM","cusip":"15101Q207","value":538601664,"shares":1476430,"shareType":"SH","priorValue":427646858,"priorShares":1518201},{"issuer":"BLOOM ENERGY CORP","titleOfClass":"COM CL A","cusip":"093712107","value":486833924,"shares":1608305,"shareType":"SH","priorValue":224071736,"priorShares":1653788},{"issuer":"COHERENT CORP","titleOfClass":"COM","cusip":"19247G107","value":482056146,"shares":1222035,"shareType":"SH","priorValue":232266184,"priorShares":975048},{"issuer":"FABRINET","titleOfClass":"SHS","cusip":"G3323L100","value":418617511,"shares":744765,"shareType":"SH","priorValue":318787444,"priorShares":611266},{"issuer":"SITIME CORP","titleOfClass":"COM","cusip":"82982T106","value":418036238,"shares":560701,"shareType":"SH","priorValue":199243812,"priorShares":576933},{"issuer":"JFROG LTD","titleOfClass":"ORD SHS","cusip":"M6191J100","value":405181482,"shares":4458423,"shareType":"SH","priorValue":282508885,"priorShares":6019793},{"issuer":"MACOM TECH SOLUTIONS HLDGS I","titleOfClass":"COM","cusip":"55405Y100","value":376104150,"shares":988785,"shareType":"SH","priorValue":260930251,"priorShares":1174991},{"issuer":"VIAVI SOLUTIONS INC","titleOfClass":"COM","cusip":"925550105","value":328326231,"shares":6875942,"shareType":"SH","priorValue":115586499,"priorShares":3473152},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":321807325,"shares":742638,"shareType":"SH","priorValue":204660000,"priorShares":957877},{"issuer":"TAIWAN SEMICONDUCTOR MANUFAC","titleOfClass":"SPONSORED ADS","cusip":"874039100","value":281723796,"shares":589911,"shareType":"SH","priorValue":276931438,"priorShares":819445},{"issuer":"CARVANA CO","titleOfClass":"CL A","cusip":"146869102","value":280859206,"shares":4267080,"shareType":"SH","priorValue":275885427,"priorShares":877554},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":256850101,"shares":455982,"shareType":"SH","priorValue":293256102,"priorShares":512569},{"issuer":"WESTERN DIGITAL CORP","titleOfClass":"COM","cusip":"958102105","value":255926801,"shares":400687,"shareType":"SH","priorValue":111443503,"priorShares":412006},{"issuer":"APPLOVIN CORP","titleOfClass":"COM CL A","cusip":"03831W108","value":237835836,"shares":461611,"shareType":"SH","priorValue":276823726,"priorShares":695537},{"issuer":"SNOWFLAKE INC","titleOfClass":"COM SHS","cusip":"833445109","value":225153860,"shares":884691,"shareType":"SH"},{"issuer":"TWILIO INC","titleOfClass":"CL A","cusip":"90138F102","value":169555391,"shares":821768,"shareType":"SH"},{"issuer":"SEAGATE TECHNOLOGY HLDNGS PL","titleOfClass":"ORD SHS","cusip":"G7997R103","value":143343995,"shares":148543,"shareType":"SH"},{"issuer":"KLAVIYO INC","titleOfClass":"COM SER A","cusip":"49845K101","value":83475307,"shares":5528166,"shareType":"SH","priorValue":132818509,"priorShares":6825206},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":75474748,"shares":377204,"shareType":"SH","priorValue":181572723,"priorShares":1041128},{"issuer":"MONGODB INC","titleOfClass":"CL A","cusip":"60937P106","value":75459263,"shares":224648,"shareType":"SH","priorValue":54987091,"priorShares":224648},{"issuer":"IMPINJ INC","titleOfClass":"COM","cusip":"453204109","value":58043098,"shares":405244,"shareType":"SH","priorValue":41618559,"priorShares":405244},{"issuer":"DUOLINGO INC","titleOfClass":"CL A COM","cusip":"26603R106","value":54262295,"shares":471764,"shareType":"SH","priorValue":46501777,"priorShares":471764},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":36290256,"shares":259903,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":28868290,"shares":99766,"shareType":"SH","priorValue":24519413,"priorShares":96613},{"issuer":"SPACE EXPLORATION TECHN CORP","titleOfClass":"CLASS A COM STK","cusip":"84615Q103","value":26059055,"shares":152517,"shareType":"SH"},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":22581895,"shares":59780,"shareType":"SH","priorValue":228152820,"priorShares":737142},{"issuer":"CEREBRAS SYSTEMS INC","titleOfClass":"COM CL A","cusip":"15675D103","value":11203816,"shares":50696,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}