{"url":"https://nivawealth.com/firms/westwood-global-investments-125012","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/125012","regulatoryAum":9465208342,"crd":"125012","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1687009","suffix":null,"lastName":"REYNOLDS","firstName":"MARGARET","middleName":"MARY"},{"crd":"1924439","suffix":null,"lastName":"STANTON","firstName":"SHEILA","middleName":"ANN"},{"crd":"2084806","suffix":null,"lastName":"WARD","firstName":"BRYAN","middleName":"LEE"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-26","regulatoryAum":10652964822,"clients":18,"employees":34,"offices":2},{"filedOn":"2022-03-30","regulatoryAum":10295838200,"clients":18,"employees":34,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":9385527023,"clients":18,"employees":35,"offices":2},{"filedOn":"2024-03-27","regulatoryAum":12226312862,"clients":26,"employees":36,"offices":2},{"filedOn":"2025-03-31","regulatoryAum":11818348428,"clients":41,"employees":38,"offices":2},{"filedOn":"2026-03-27","regulatoryAum":9465208342,"clients":9,"employees":30,"offices":2}],"secFileNumber":"801-61776","legalName":"Westwood Global Investments LLC","displayName":"Westwood Global Investments","slug":"westwood-global-investments-125012","website":"https://westwoodglobal.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/westwood-global-investments","founded":null,"organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1090 Center Drive","city":"Park City","state":"UT","stateName":"Utah","country":"United States","postalCode":"84098"},"tradeNames":[],"registration":{"secApproved":"31 January 2003","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":30,"advisory":14,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":9465208342,"discretionary":9465208342,"discretionaryAccounts":13,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":57183603},{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":5539373637},{"label":"Charitable organizations","clients":2,"regulatoryAum":2598620751},{"label":"State or municipal government entities","clients":null,"fewerThan5":true,"regulatoryAum":1270030351}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Bank and Trust","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":2963841759}],"custodyNote":"Westwood Global Investments has custody of $5.31B in client assets for 5 clients.","otherCustodians":[],"leadership":[{"name":"Margaret Reynolds","title":"Principal/Chief Executive Officer","crd":"1687009"},{"name":"Jeffrey Nichols","title":"Chief Financial Officer","crd":"7967257"},{"name":"Sheila Stanton","title":"Chief Operating Officer","crd":"1924439"},{"name":"Nina Mathur","title":"Chief Compliance Officer","crd":"5563277"},{"name":"Bryan Ward","title":"Principal","crd":"2084806"}],"ownership":[{"label":"Margaret Reynolds","detail":"Principal/chief executive officer in the 50% to 75% ownership band and a control person, since January 2003."},{"label":"Bryan Ward","detail":"Principal in the 50% to 75% ownership band and a control person, since January 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"One Financial Center","city":"Boston"}]},{"state":"Utah","offices":1,"addresses":[{"street":"1090 Center Drive","city":"Park City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-428-4040","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":97},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":3},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/125012/PDF/125012.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Westwood Global Investments have?","answer":"Westwood Global Investments has 9 clients and manages $9.47 billion for them, as of March 2026. They include 6 pooled investment vehicles, 2 charitable organizations and 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Westwood Global Investments offer?","answer":"Westwood Global Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Westwood Global Investments use?","answer":"Westwood Global Investments’ separately managed account assets are held at State Street Bank and Trust (Boston, MA), with $2.96B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Westwood Global Investments have?","answer":"Westwood Global Investments has 2 investment adviser representatives registered with state securities authorities, out of 30 employees, and 14 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Westwood Global Investments invest in?","answer":"At the end of its last fiscal year, Westwood Global Investments’ separately managed accounts held 97% exchange-traded equities and 3% cash and equivalents. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Westwood Global Investments?","answer":"Westwood Global Investments’ direct owners are Margaret Reynolds (50% to 75%) and Bryan Ward (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Westwood Global Investments get paid?","answer":"Westwood Global Investments is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Westwood Global Investments?","answer":"Westwood Global Investments’ main office is at 1090 Center Drive, Park City, UT 84098. Its phone number is 617-428-4040. Its website is westwoodglobal.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}