{"url":"https://nivawealth.com/firms/westpoint-wealth-management-310883","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/310883","regulatoryAum":106000000,"crd":"310883","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1139312","suffix":null,"lastName":"HANNA","firstName":"SCOTT","middleName":"CHAPMAN"},{"crd":"2890338","suffix":null,"lastName":"HECK","firstName":"MATTHEW","middleName":"D"},{"crd":"4924551","suffix":null,"lastName":"HERWERDEN","firstName":"DAVID","middleName":"EARL"},{"crd":"5852271","suffix":null,"lastName":"KERESTURY","firstName":"FREDERICK","middleName":"JOSHUA"},{"crd":"6424568","suffix":null,"lastName":"KOUSTIS","firstName":"ANDREAS","middleName":"CONSTANTINE"},{"crd":"2299421","suffix":null,"lastName":"LOUDEN","firstName":"RAYMOND","middleName":"SCOTT"},{"crd":"3072952","suffix":null,"lastName":"NOE","firstName":"TIMOTHY","middleName":null},{"crd":"6648047","suffix":null,"lastName":"Stradley","firstName":"Broc","middleName":"Jacob"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136605","legalName":"Westpoint Wealth Management, LLC","displayName":"WestPoint Wealth Management","slug":"westpoint-wealth-management-310883","website":"https://westpointwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/310883/ca0bb19679e7ff62-r1.webp","tone":"light","width":836,"height":200,"sourceUrl":"https://westpointwealth.com/","sourceLabel":"Westpoint Wealth Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"http://linkedin.com/company/westpoint-wealth-management-llc","founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"56 Front St","city":"Berea","state":"OH","stateName":"Ohio","country":"United States","postalCode":"44017"},"tradeNames":["Beach Retiremeent Group","Noe Financial Services, Inc.","Triphase: Planning, Investments & Insurance"],"registration":{"secApproved":"26 June 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":182130.58419243986,"staff":{"employees":9,"advisory":9,"brokerDealerReps":1,"insuranceAgents":9,"promoters":0},"aum":{"regulatory":106000000,"discretionary":42000000,"discretionaryAccounts":82,"nonDiscretionary":64000000,"nonDiscretionaryAccounts":728,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":541,"regulatoryAum":40000000},{"label":"High-net-worth individuals","clients":41,"regulatoryAum":66000000}],"feePrograms":[{"role":"other","program":"ERISA Plan Services","summary":"Plan set-up fee of $500 to $2,500, plus an annual fee on Included Assets that will not exceed 1%; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046595","versionId":1046595,"submittedOn":"2026-05-29","documentName":"ADV2A&2B SEC"},{"role":"other","program":"Financial Planning","summary":"Fixed fee between $0 and $15,000 based on complexity; 50% billed in advance with the balance due on delivery.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046595","versionId":1046595,"submittedOn":"2026-05-29","documentName":"ADV2A&2B SEC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:44:52.012408+00:00","documents":[{"name":"ADV2A&2B SEC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046595","versionId":1046595,"submittedOn":"2026-05-29"}]},"custodians":[{"name":"SEI Investments Distribution Co.","shortName":"SEI Investments Distribution","location":"Oaks, PA","smaAssets":38000000},{"name":"Charles Schwab","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":63600000}],"custodyNote":"WestPoint Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"David Herwerden","title":"Member/CCO","crd":"4924551"}],"ownership":[{"label":"David Herwerden","detail":"Member/cco in the 75% or more ownership band and a control person, since April 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":4,"addresses":[{"street":"56 Front St","city":"Berea","headquarters":true},{"street":"4139 Erie Street","city":"Willoughby"},{"street":"7155 Pearl Road","city":"Middleburg Heights"},{"street":"30980 Lorain Road","city":"North Olmstead"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"216-434-4055","stateRegisteredReps":9,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Commissions","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":38},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":55},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"24 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/310883/PDF/310883.pdf","brochureDate":"29 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046595","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does WestPoint Wealth Management have?","answer":"WestPoint Wealth Management has 582 clients and manages $106 million for them, as of July 2026. They include 541 individual clients and 41 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does WestPoint Wealth Management offer?","answer":"WestPoint Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does WestPoint Wealth Management use?","answer":"WestPoint Wealth Management’s separately managed account assets are held at Charles Schwab (Westlake, TX), with $63.6M and SEI Investments Distribution Co. (Oaks, PA), with $38M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does WestPoint Wealth Management have?","answer":"WestPoint Wealth Management has 9 investment adviser representatives registered with state securities authorities, out of 9 employees, and 9 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 9 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does WestPoint Wealth Management invest in?","answer":"At the end of its last fiscal year, WestPoint Wealth Management’s separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 38% exchange-traded equities, 3% investment grade corporate bonds, 3% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns WestPoint Wealth Management?","answer":"WestPoint Wealth Management’s direct owner is David Herwerden (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does WestPoint Wealth Management get paid?","answer":"WestPoint Wealth Management is paid through a percentage of assets under management, fixed fees, commissions and other compensation. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact WestPoint Wealth Management?","answer":"WestPoint Wealth Management’s main office is at 56 Front St, Berea, OH 44017. Its phone number is 216-434-4055. Its website is westpointwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}