{"url":"https://nivawealth.com/firms/western-financial-6118","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/6118","regulatoryAum":414445124,"crd":"6118","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1683935","suffix":null,"lastName":"LEVENSON","firstName":"RICHARD","middleName":"STEVEN"},{"crd":"6843600","suffix":null,"lastName":"Levenson","firstName":"Steven","middleName":"Mario"},{"crd":"1654884","suffix":null,"lastName":"TURLEY","firstName":"SANDIE","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-21","regulatoryAum":223746647,"clients":159,"employees":6,"offices":1},{"filedOn":"2021-11-12","regulatoryAum":254463487,"clients":164,"employees":6,"offices":1},{"filedOn":"2023-01-12","regulatoryAum":201119562,"clients":176,"employees":6,"offices":1},{"filedOn":"2023-11-03","regulatoryAum":200254301,"clients":165,"employees":5,"offices":1},{"filedOn":"2025-07-10","regulatoryAum":282495895,"clients":157,"employees":6,"offices":2},{"filedOn":"2026-09-14","regulatoryAum":414445124,"clients":180,"employees":6,"offices":3}],"secFileNumber":"801-117841","legalName":"Western Financial Corporation","displayName":"Western Financial","slug":"western-financial-6118","website":"https://westfincorp.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/6118/85cc2de8c8380df1-r1.webp","tone":"light","width":358,"height":200,"sourceUrl":"https://westfincorp.com/","sourceLabel":"Western Financial Corporation, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/western-financial-corp/","founded":"1971","organization":"California corporation","fiscalYearEnd":"September","headquarters":{"street":"13400 Sabre Springs Parkway, Ste. 170","city":"San Diego","state":"CA","stateName":"California","country":"United States","postalCode":"92128"},"tradeNames":[],"registration":{"secApproved":"2 January 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2156313.83625731,"staff":{"employees":6,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":414445124,"discretionary":414445124,"discretionaryAccounts":483,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":67,"regulatoryAum":11032527},{"label":"High-net-worth individuals","clients":104,"regulatoryAum":357697139},{"label":"Pension and profit-sharing plans","clients":9,"regulatoryAum":13298564},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":1243214},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":31173680}],"feePrograms":[{"role":"main","program":"Customized Portfolio Management (CPM) Services","feeBasis":"marginal","fee_tiers":[{"to":250000,"pct":2,"from":0},{"to":500000,"pct":1.5,"from":250000},{"to":1000000,"pct":1.25,"from":500000},{"to":5000000,"pct":1,"from":1000000},{"to":10000000,"pct":0.5,"from":5000000},{"to":null,"pct":0.3,"from":10000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057791","versionId":1057791,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-09-14","documentName":"FORM ADV PART 2A & 2B","fee_rate_low":0.3,"fee_rate_high":2,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"For clients under $250,000, fixed fees typically range from $1,200 to $5,000 or hourly fees from $150 to $500, with a $1,000 minimum; included in the advisory fee above $250,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057791","versionId":1057791,"submittedOn":"2026-09-14","documentName":"FORM ADV PART 2A & 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:02:36.54037+00:00","documents":[{"name":"FORM ADV PART 2A & 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057791","versionId":1057791,"submittedOn":"2026-09-14"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":392608285}],"custodyNote":"Western Financial has custody of $245M for 134 clients.","otherCustodians":[],"leadership":[{"name":"Richard Levenson","title":"President, CEO, CCO & CIO (Since 12/2016), Trustee of the Richard S. Levenson Trust U/A 12/02/2014 (Since 04/2015)","crd":"1683935"}],"ownership":[{"label":"Richard S. Levenson Trust U/A 12/02/2014","detail":"Shareholder in the 75% or more ownership band and a control person, since April 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"13400 Sabre Springs Parkway, Ste. 170","city":"San Diego","headquarters":true}]}],"brochureServices":["estate planning","retirement plan services","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"619-544-0260","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":71},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":20},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/6118/PDF/6118.pdf","brochureDate":"14 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057791","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Western Financial have?","answer":"Western Financial has 180 clients and manages $414 million for them, as of September 2026. They include 104 high-net-worth individuals, 67 individual clients, and 9 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Western Financial offer?","answer":"Western Financial provides financial planning, portfolio management for individuals and small businesses, estate planning, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Western Financial charge?","answer":"Western Financial charges 0.30%–2.00% a year for its Customized Portfolio Management (CPM) Services. Each asset band is charged at its own rate. The fee is billed in advance.","source":"FORM ADV PART 2A & 2B, filed 14 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Western Financial use?","answer":"Western Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $393M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Western Financial have?","answer":"Western Financial has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Western Financial invest in?","answer":"At the end of its last fiscal year, Western Financial’s separately managed accounts held 71% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs), 4% U.S. government and agency bonds, 4% cash and equivalents and 1% non-exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Western Financial?","answer":"Western Financial’s direct owner is Richard S. Levenson Trust U/A 12/02/2014 (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Western Financial get paid?","answer":"Western Financial is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Western Financial?","answer":"Western Financial’s main office is at 13400 Sabre Springs Parkway, Ste. 170, San Diego, CA 92128. Its phone number is 619-544-0260. Its website is westfincorp.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/western-financial-6118/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-22","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1954480/000195448026000004/0001954480-26-000004-index.html","totalValue":341483531,"positionCount":132,"top10Share":0.5233854542753923,"top10":[{"issuer":"ARROWHEAD PHARMACEUTICALS IN","titleOfClass":"COM","cusip":"04280A100","value":66857681,"shares":820239,"shareType":"SH","priorValue":51428985,"priorShares":820239},{"issuer":"ENTERPRISE FINL SVCS CORP","titleOfClass":"COM","cusip":"293712105","value":37882407,"shares":575021,"shareType":"SH","priorValue":31194667,"priorShares":576505},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":17851277,"shares":127847,"shareType":"SH","priorValue":7104842,"priorShares":160998},{"issuer":"SEAGATE TECHNOLOGY HLDNGS PL","titleOfClass":"ORD SHS","cusip":"G7997R103","value":9296810,"shares":9634,"shareType":"SH","priorValue":4021025,"priorShares":10264},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":9017597,"shares":20810,"shareType":"SH","priorValue":4520832,"priorShares":21159},{"issuer":"APPLIED MATLS INC","titleOfClass":"COM","cusip":"038222105","value":8609484,"shares":11908,"shareType":"SH","priorValue":3998259,"priorShares":11698},{"issuer":"GE VERNOVA INC","titleOfClass":"COM","cusip":"36828A101","value":8217042,"shares":6994,"shareType":"SH","priorValue":2465110,"priorShares":2824},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":7512870,"shares":7055,"shareType":"SH","priorValue":4847283,"priorShares":6842},{"issuer":"WELLS FARGO & CO","titleOfClass":"COM","cusip":"949746101","value":7346035,"shares":88892,"shareType":"SH","priorValue":7812766,"priorShares":98138},{"issuer":"BANK OF NY MELLON CORP","titleOfClass":"COM","cusip":"064058100","value":6136310,"shares":42434,"shareType":"SH","priorValue":4889959,"priorShares":41220}],"positionsListed":132,"positions":[{"issuer":"ARROWHEAD PHARMACEUTICALS IN","titleOfClass":"COM","cusip":"04280A100","value":66857681,"shares":820239,"shareType":"SH","priorValue":51428985,"priorShares":820239},{"issuer":"ENTERPRISE FINL SVCS CORP","titleOfClass":"COM","cusip":"293712105","value":37882407,"shares":575021,"shareType":"SH","priorValue":31194667,"priorShares":576505},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":17851277,"shares":127847,"shareType":"SH","priorValue":7104842,"priorShares":160998},{"issuer":"SEAGATE TECHNOLOGY HLDNGS PL","titleOfClass":"ORD SHS","cusip":"G7997R103","value":9296810,"shares":9634,"shareType":"SH","priorValue":4021025,"priorShares":10264},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":9017597,"shares":20810,"shareType":"SH","priorValue":4520832,"priorShares":21159},{"issuer":"APPLIED MATLS INC","titleOfClass":"COM","cusip":"038222105","value":8609484,"shares":11908,"shareType":"SH","priorValue":3998259,"priorShares":11698},{"issuer":"GE VERNOVA INC","titleOfClass":"COM","cusip":"36828A101","value":8217042,"shares":6994,"shareType":"SH","priorValue":2465110,"priorShares":2824},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":7512870,"shares":7055,"shareType":"SH","priorValue":4847283,"priorShares":6842},{"issuer":"WELLS FARGO & CO","titleOfClass":"COM","cusip":"949746101","value":7346035,"shares":88892,"shareType":"SH","priorValue":7812766,"priorShares":98138},{"issuer":"BANK OF NY MELLON CORP","titleOfClass":"COM","cusip":"064058100","value":6136310,"shares":42434,"shareType":"SH","priorValue":4889959,"priorShares":41220},{"issuer":"GOLDMAN SACHS GROUP INC","titleOfClass":"COM","cusip":"38141G104","value":6124540,"shares":6056,"shareType":"SH","priorValue":4761406,"priorShares":5628},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":5701051,"shares":9814,"shareType":"SH","priorValue":1948656,"priorShares":9579},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":5590226,"shares":4843,"shareType":"SH","priorValue":2604746,"priorShares":7710},{"issuer":"WESTERN DIGITAL CORP","titleOfClass":"COM","cusip":"958102105","value":5464888,"shares":8556,"shareType":"SH","priorValue":2451992,"priorShares":9065},{"issuer":"GENERAL MTRS CO","titleOfClass":"COM","cusip":"37045V100","value":5012667,"shares":65032,"shareType":"SH","priorValue":4476109,"priorShares":60082},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":4779461,"shares":18819,"shareType":"SH","priorValue":630655,"priorShares":2580},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":4730743,"shares":13238,"shareType":"SH","priorValue":3668232,"priorShares":12756},{"issuer":"TEXAS INSTRS INC","titleOfClass":"COM","cusip":"882508104","value":4487742,"shares":15056,"shareType":"SH"},{"issuer":"LOCKHEED MARTIN CORP","titleOfClass":"COM","cusip":"539830109","value":4067529,"shares":7984,"shareType":"SH","priorValue":3607604,"priorShares":5969},{"issuer":"GE AEROSPACE","titleOfClass":"COM NEW","cusip":"369604301","value":3885796,"shares":10397,"shareType":"SH","priorValue":5665467,"priorShares":19965},{"issuer":"ASML HLDG NV","titleOfClass":"N Y REGISTRY SHS","cusip":"N07059210","value":3853545,"shares":1937,"shareType":"SH","priorValue":2472594,"priorShares":1872},{"issuer":"ANALOG DEVICES INC","titleOfClass":"COM","cusip":"032654105","value":3770732,"shares":9494,"shareType":"SH","priorValue":2916708,"priorShares":9168},{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":3703572,"shares":12275,"shareType":"SH","priorValue":1878925,"priorShares":1276},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":3091266,"shares":8749,"shareType":"SH","priorValue":2520022,"priorShares":8785},{"issuer":"WARNER BROS DISCOVERY INC","titleOfClass":"COM SER A","cusip":"934423104","value":2945397,"shares":110480,"shareType":"SH","priorValue":2324819,"priorShares":84662},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":2691419,"shares":6399,"shareType":"SH","priorValue":2918609,"priorShares":7851},{"issuer":"ISHARES TR","titleOfClass":"US TREAS BD ETF","cusip":"46429B267","value":2639354,"shares":115863,"shareType":"SH","priorValue":2485117,"priorShares":108473},{"issuer":"DIAMONDBACK ENERGY INC","titleOfClass":"COM","cusip":"25278X109","value":2618243,"shares":14895,"shareType":"SH"},{"issuer":"AMPHENOL CORP","titleOfClass":"CL A","cusip":"032095101","value":2464190,"shares":13976,"shareType":"SH","priorValue":1765282,"priorShares":13971},{"issuer":"MARVELL TECHNOLOGY INC","titleOfClass":"COM","cusip":"573874104","value":2462359,"shares":8266,"shareType":"SH"},{"issuer":"WELLTOWER INC","titleOfClass":"COM","cusip":"95040Q104","value":2301404,"shares":10140,"shareType":"SH","priorValue":1967858,"priorShares":9953},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":2300147,"shares":6089,"shareType":"SH","priorValue":1899382,"priorShares":6137},{"issuer":"TERADYNE INC","titleOfClass":"COM","cusip":"880770102","value":2051965,"shares":4241,"shareType":"SH","priorValue":1254026,"priorShares":4230},{"issuer":"OREILLY AUTOMOTIVE INC","titleOfClass":"COM","cusip":"67103H107","value":1962843,"shares":21314,"shareType":"SH","priorValue":1912239,"priorShares":20715},{"issuer":"QUANTA SVCS INC","titleOfClass":"COM","cusip":"74762E102","value":1962109,"shares":2725,"shareType":"SH","priorValue":1488942,"priorShares":2712},{"issuer":"CROWDSTRIKE HLDGS INC","titleOfClass":"CL A","cusip":"22788C105","value":1936849,"shares":2538,"shareType":"SH","priorValue":1009991,"priorShares":2587},{"issuer":"ROYAL CARIBBEAN GROUP","titleOfClass":"COM","cusip":"V7780T103","value":1792532,"shares":5645,"shareType":"SH","priorValue":1846594,"priorShares":6710},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":1782406,"shares":6160,"shareType":"SH","priorValue":1641360,"priorShares":6467},{"issuer":"INTERACTIVE BROKERS GROUP IN","titleOfClass":"COM CL A","cusip":"45841N107","value":1621120,"shares":18625,"shareType":"SH","priorValue":1253069,"priorShares":18683},{"issuer":"HOWMET AEROSPACE INC","titleOfClass":"COM","cusip":"443201108","value":1620688,"shares":6028,"shareType":"SH","priorValue":1375616,"priorShares":5969},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":1594484,"shares":7969,"shareType":"SH","priorValue":1435684,"priorShares":8232},{"issuer":"CLOUDFLARE INC","titleOfClass":"CL A COM","cusip":"18915M107","value":1570773,"shares":6404,"shareType":"SH","priorValue":1289006,"priorShares":6247},{"issuer":"HILTON WORLDWIDE HLDGS INC","titleOfClass":"COM","cusip":"43300A203","value":1537544,"shares":4653,"shareType":"SH","priorValue":1406836,"priorShares":4627},{"issuer":"ISHARES TR","titleOfClass":"0-5YR HI YL CP","cusip":"46434V407","value":1451027,"shares":34214,"shareType":"SH","priorValue":1360452,"priorShares":32154},{"issuer":"MARRIOTT INTL INC NEW","titleOfClass":"CL A","cusip":"571903202","value":1450283,"shares":3913,"shareType":"SH","priorValue":1271385,"priorShares":3887},{"issuer":"MONSTER BEVERAGE CORP NEW","titleOfClass":"COM","cusip":"61174X109","value":1422576,"shares":14800,"shareType":"SH","priorValue":395487,"priorShares":5458},{"issuer":"ISHARES TR","titleOfClass":"20 YR TR BD ETF","cusip":"464287432","value":1390720,"shares":16093,"shareType":"SH","priorValue":1294453,"priorShares":14932},{"issuer":"ISHARES TR","titleOfClass":"TRUST ISHARE 0-1","cusip":"464288679","value":1371731,"shares":12431,"shareType":"SH","priorValue":1297711,"priorShares":11756},{"issuer":"RTX CORPORATION","titleOfClass":"COM","cusip":"75513E101","value":1371558,"shares":7229,"shareType":"SH","priorValue":1165309,"priorShares":6041},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":1243935,"shares":10983,"shareType":"SH","priorValue":4442689,"priorShares":35747},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":1223097,"shares":8946,"shareType":"SH","priorValue":764658,"priorShares":4507},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":1155139,"shares":2051,"shareType":"SH","priorValue":1765144,"priorShares":3085},{"issuer":"DELL TECHNOLOGIES INC","titleOfClass":"CL C","cusip":"24703L202","value":1138191,"shares":2638,"shareType":"SH"},{"issuer":"TRANSDIGM GROUP INC","titleOfClass":"COM","cusip":"893641100","value":1133566,"shares":851,"shareType":"SH","priorValue":1614431,"priorShares":1393},{"issuer":"EXPEDIA GROUP INC","titleOfClass":"COM NEW","cusip":"30212P303","value":1113078,"shares":4350,"shareType":"SH","priorValue":971585,"priorShares":4208},{"issuer":"EQT CORP","titleOfClass":"COM","cusip":"26884L109","value":1103650,"shares":20757,"shareType":"SH","priorValue":1267645,"priorShares":19919},{"issuer":"MASTERCARD INCORPORATED","titleOfClass":"CL A","cusip":"57636Q104","value":1092427,"shares":2127,"shareType":"SH","priorValue":1029300,"priorShares":2060},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":1083135,"shares":3309,"shareType":"SH","priorValue":940430,"priorShares":3197},{"issuer":"BANC OF CALIFORNIA INC","titleOfClass":"COM","cusip":"05990K106","value":1001019,"shares":48997,"shareType":"SH","priorValue":860362,"priorShares":48940},{"issuer":"VERTIV HOLDINGS CO","titleOfClass":"COM CL A","cusip":"92537N108","value":983701,"shares":2938,"shareType":"SH","priorValue":420724,"priorShares":1679},{"issuer":"INVESCO EXCH TRD SLF IDX FD","titleOfClass":"INVSCO 30 CORP","cusip":"46138J460","value":977295,"shares":58714,"shareType":"SH","priorValue":905774,"priorShares":54176},{"issuer":"INVESCO EXCH TRD SLF IDX FD","titleOfClass":"INVSCO BLSH 28","cusip":"46138J643","value":976302,"shares":47940,"shareType":"SH","priorValue":938974,"priorShares":45976},{"issuer":"ARISTA NETWORKS INC","titleOfClass":"COM SHS","cusip":"040413205","value":968996,"shares":5704,"shareType":"SH","priorValue":728822,"priorShares":5936},{"issuer":"TAIWAN SEMICONDUCTOR MANUFAC","titleOfClass":"SPONSORED ADS","cusip":"874039100","value":963736,"shares":2018,"shareType":"SH","priorValue":679617,"priorShares":2011},{"issuer":"INVESCO EXCH TRD SLF IDX FD","titleOfClass":"BULETSHS 2029","cusip":"46138J577","value":948120,"shares":51043,"shareType":"SH","priorValue":898448,"priorShares":48147},{"issuer":"INVESCO EXCH TRD SLF IDX FD","titleOfClass":"BULSHS 2026 CB","cusip":"46138J791","value":929877,"shares":47625,"shareType":"SH","priorValue":847755,"priorShares":43408},{"issuer":"INVESCO EXCH TRD SLF IDX FD","titleOfClass":"BULSHS 2027 CB","cusip":"46138J783","value":918178,"shares":46810,"shareType":"SH","priorValue":830709,"priorShares":42329},{"issuer":"ALNYLAM PHARMACEUTICALS INC","titleOfClass":"COM","cusip":"02043Q107","value":910014,"shares":3023,"shareType":"SH","priorValue":948273,"priorShares":2866},{"issuer":"MONOLITHIC PWR SYS INC","titleOfClass":"COM","cusip":"609839105","value":883328,"shares":639,"shareType":"SH","priorValue":420940,"priorShares":385},{"issuer":"CITIGROUP INC","titleOfClass":"COM NEW","cusip":"172967424","value":870271,"shares":6218,"shareType":"SH"},{"issuer":"DEERE & CO","titleOfClass":"COM","cusip":"244199105","value":816383,"shares":1287,"shareType":"SH","priorValue":671454,"priorShares":1192},{"issuer":"TRANE TECHNOLOGIES PLC","titleOfClass":"SHS","cusip":"G8994E103","value":812870,"shares":1655,"shareType":"SH","priorValue":655532,"priorShares":1573},{"issuer":"WILLIAMS COS INC","titleOfClass":"COM","cusip":"969457100","value":806861,"shares":10854,"shareType":"SH","priorValue":760937,"priorShares":10455},{"issuer":"MCKESSON CORP","titleOfClass":"COM","cusip":"58155Q103","value":798051,"shares":1056,"shareType":"SH","priorValue":791521,"priorShares":915},{"issuer":"FREEPORT MCMORAN INC","titleOfClass":"CL B","cusip":"35671D857","value":777509,"shares":12363,"shareType":"SH","priorValue":678321,"priorShares":11540},{"issuer":"PARKER-HANNIFIN CORP","titleOfClass":"COM","cusip":"701094104","value":773071,"shares":790,"shareType":"SH","priorValue":638581,"priorShares":713},{"issuer":"SIMON PPTY GROUP INC NEW","titleOfClass":"COM","cusip":"828806109","value":759739,"shares":3397,"shareType":"SH","priorValue":643155,"priorShares":3448},{"issuer":"BAKER HUGHES COMPANY","titleOfClass":"CL A","cusip":"05722G100","value":756465,"shares":13630,"shareType":"SH","priorValue":417521,"priorShares":6839},{"issuer":"CAPITAL ONE FINL CORP","titleOfClass":"COM","cusip":"14040H105","value":739377,"shares":3685,"shareType":"SH","priorValue":597822,"priorShares":3277},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"LARGE CAP ETF","cusip":"922908637","value":738031,"shares":2146,"shareType":"SH","priorValue":641332,"priorShares":2146},{"issuer":"ISHARES TR","titleOfClass":"FALN ANGLS USD","cusip":"46435G474","value":713321,"shares":26187,"shareType":"SH","priorValue":656649,"priorShares":24575},{"issuer":"MERCK & CO INC","titleOfClass":"COM","cusip":"58933Y105","value":702767,"shares":5469,"shareType":"SH","priorValue":659670,"priorShares":5484},{"issuer":"ISHARES TR","titleOfClass":"FLTG RATE NT ETF","cusip":"46429B655","value":698859,"shares":13690,"shareType":"SH","priorValue":664114,"priorShares":13035},{"issuer":"JOHNSON CONTROLS INTERNATION","titleOfClass":"SHS","cusip":"G51502105","value":695045,"shares":4757,"shareType":"SH","priorValue":565835,"priorShares":4321},{"issuer":"AMGEN INC","titleOfClass":"COM","cusip":"031162100","value":688752,"shares":1902,"shareType":"SH","priorValue":586534,"priorShares":1667},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR P500ETF","cusip":"78464A854","value":664674,"shares":7563,"shareType":"SH","priorValue":379275,"priorShares":4955},{"issuer":"VENTURE GLOBAL INC","titleOfClass":"COM CL A","cusip":"92333F101","value":659642,"shares":59267,"shareType":"SH"},{"issuer":"VANGUARD INSTL INDEX FD","titleOfClass":"0 3 MO TR BI ETF","cusip":"922040845","value":628018,"shares":8298,"shareType":"SH","priorValue":1053300,"priorShares":13923},{"issuer":"ISHARES TR","titleOfClass":"CORE UNIVRSL USD","cusip":"46434V613","value":618432,"shares":13400,"shareType":"SH","priorValue":480230,"priorShares":10397},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":614802,"shares":513,"shareType":"SH","priorValue":3834858,"priorShares":4169},{"issuer":"GILEAD SCIENCES INC","titleOfClass":"COM","cusip":"375558103","value":614012,"shares":4860,"shareType":"SH","priorValue":635945,"priorShares":4563},{"issuer":"FIRST SOLAR INC","titleOfClass":"COM","cusip":"336433107","value":604294,"shares":2561,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US AGGREGATE B","cusip":"808524839","value":584934,"shares":25289,"shareType":"SH","priorValue":571318,"priorShares":24605},{"issuer":"FEDEX CORP","titleOfClass":"COM","cusip":"31428X106","value":584301,"shares":1866,"shareType":"SH","priorValue":579861,"priorShares":1628},{"issuer":"HCA HEALTHCARE INC","titleOfClass":"COM","cusip":"40412C101","value":583665,"shares":1497,"shareType":"SH","priorValue":533815,"priorShares":1128},{"issuer":"AUTOZONE INC","titleOfClass":"COM","cusip":"053332102","value":565681,"shares":177,"shareType":"SH","priorValue":1718614,"priorShares":509},{"issuer":"ARES CAPITAL CORP","titleOfClass":"COM","cusip":"04010L103","value":563386,"shares":30404,"shareType":"SH","priorValue":534101,"priorShares":29639},{"issuer":"CONOCOPHILLIPS","titleOfClass":"COM","cusip":"20825C104","value":529884,"shares":5097,"shareType":"SH"},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":481685,"shares":2021,"shareType":"SH","priorValue":351560,"priorShares":1688},{"issuer":"MORGAN STANLEY","titleOfClass":"COM NEW","cusip":"617446448","value":418071,"shares":2000,"shareType":"SH"},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":413622,"shares":2495,"shareType":"SH","priorValue":514515,"priorShares":2487},{"issuer":"ISHARES TR","titleOfClass":"MBS ETF","cusip":"464288588","value":392236,"shares":4150,"shareType":"SH","priorValue":366247,"priorShares":3857},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":389565,"shares":1044,"shareType":"SH","priorValue":324908,"priorShares":878},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"SEMICONDUCTORS","cusip":"46137V647","value":381087,"shares":2029,"shareType":"SH","priorValue":221038,"priorShares":2342},{"issuer":"PFIZER INC","titleOfClass":"COM","cusip":"717081103","value":353448,"shares":14678,"shareType":"SH","priorValue":408244,"priorShares":14539},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":310701,"shares":1235,"shareType":"SH","priorValue":239518,"priorShares":1101},{"issuer":"VERIZON COMMUNICATIONS INC","titleOfClass":"COM","cusip":"92343V104","value":307039,"shares":7252,"shareType":"SH","priorValue":360151,"priorShares":7174},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"FINL PFD ETF","cusip":"46137V621","value":302800,"shares":22086,"shareType":"SH","priorValue":276158,"priorShares":20070},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"NEXT GEN CON ETF","cusip":"46137V688","value":301207,"shares":1428,"shareType":"SH","priorValue":207567,"priorShares":1498},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":294475,"shares":2524,"shareType":"SH","priorValue":915567,"priorShares":6259},{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHARES US EQUIT","cusip":"09290C103","value":290879,"shares":4277,"shareType":"SH","priorValue":265534,"priorShares":4564},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 GRWT ETF","cusip":"464287309","value":284550,"shares":2069,"shareType":"SH","priorValue":245336,"priorShares":2169},{"issuer":"BONDBLOXX ETF TRUST","titleOfClass":"BLOOMBERG TEN YR","cusip":"09789C812","value":272887,"shares":5987,"shareType":"SH","priorValue":355874,"priorShares":7760},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 VAL ETF","cusip":"464287408","value":260665,"shares":1148,"shareType":"SH","priorValue":300466,"priorShares":1423},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"RAFI US 1500","cusip":"46137V597","value":249949,"shares":4482,"shareType":"SH","priorValue":205508,"priorShares":4480},{"issuer":"ISHARES TR","titleOfClass":"US SML CAP EQT","cusip":"46434V290","value":248401,"shares":2787,"shareType":"SH","priorValue":210264,"priorShares":2785},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"SML CP GRW ETF","cusip":"922908595","value":246957,"shares":675,"shareType":"SH","priorValue":204070,"priorShares":675},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P SCP ETF","cusip":"464287804","value":246362,"shares":1661,"shareType":"SH","priorValue":206383,"priorShares":1660},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"FUNDAMENTAL US S","cusip":"808524763","value":240334,"shares":6315,"shareType":"SH","priorValue":204685,"priorShares":6312},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"BLDG CONSTR ETF","cusip":"46137V779","value":239920,"shares":2141,"shareType":"SH","priorValue":205392,"priorShares":2105},{"issuer":"BLACKROCK ENHANCED EQUITY DI","titleOfClass":"COM","cusip":"09251A104","value":239305,"shares":25006,"shareType":"SH","priorValue":211335,"priorShares":24517},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"GBL CLEAN ENRG","cusip":"46138G847","value":235474,"shares":12014,"shareType":"SH","priorValue":217168,"priorShares":12112},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"AI AND NEXT GEN","cusip":"46137V639","value":229749,"shares":2207,"shareType":"SH"},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"AEROSPACE DEFN","cusip":"46137V100","value":227825,"shares":1290,"shareType":"SH","priorValue":212471,"priorShares":1282},{"issuer":"DOORDASH INC","titleOfClass":"CL A","cusip":"25809K105","value":221067,"shares":1198,"shareType":"SH","priorValue":531081,"priorShares":3537},{"issuer":"PALO ALTO NETWORKS INC","titleOfClass":"COM","cusip":"697435105","value":220981,"shares":648,"shareType":"SH"},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":219447,"shares":298,"shareType":"SH"},{"issuer":"SIERRA BANCORP","titleOfClass":"COM","cusip":"82620P102","value":218440,"shares":5359,"shareType":"SH"},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"DORSEY WRGT TECH","cusip":"46137V811","value":208827,"shares":1532,"shareType":"SH"},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":200351,"shares":568,"shareType":"SH"},{"issuer":"BANCO SANTANDER SA","titleOfClass":"ADR","cusip":"05964H105","value":164993,"shares":11956,"shareType":"SH","priorValue":134864,"priorShares":11956},{"issuer":"MIZUHO FINANCIAL GROUP INC","titleOfClass":"SPONSORED ADR","cusip":"60687Y109","value":155359,"shares":16217,"shareType":"SH","priorValue":128763,"priorShares":16217}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}