{"url":"https://nivawealth.com/firms/western-asset-management-company-pte-142188","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142188","regulatoryAum":2801930835,"crd":"142188","history":[{"filedOn":"2021-06-25","regulatoryAum":6334936874,"clients":16,"employees":22,"offices":1},{"filedOn":"2021-12-21","regulatoryAum":5288909695,"clients":18,"employees":23,"offices":1},{"filedOn":"2023-06-01","regulatoryAum":3843258488,"clients":16,"employees":23,"offices":1},{"filedOn":"2023-12-20","regulatoryAum":4212320038,"clients":17,"employees":23,"offices":1},{"filedOn":"2024-12-23","regulatoryAum":3992246827,"clients":14,"employees":20,"offices":1},{"filedOn":"2026-09-16","regulatoryAum":2801930835,"clients":10,"employees":9,"offices":1}],"secFileNumber":"801-67298","legalName":"Western Asset Management Company Pte LTD","displayName":"Western Asset Management Company Pte","slug":"western-asset-management-company-pte-142188","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"corporation organized in Singapore","fiscalYearEnd":"September","headquarters":{"street":"2 Central Boulevard, Ioi Central Boulevard Towers, West Tower #34-01","city":"Singapore","state":"","stateName":"","country":"Singapore","postalCode":"018916"},"tradeNames":[],"registration":{"secApproved":"17 November 2006","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":9,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2801930835,"discretionary":1813079819,"discretionaryAccounts":8,"nonDiscretionary":988851016,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":703500244},{"label":"State or municipal government entities","clients":1,"fewerThan5":true,"regulatoryAum":63192104},{"label":"Insurance companies","clients":4,"fewerThan5":true,"regulatoryAum":1996037262},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":39201225}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Bank & Trust Co.","shortName":"State Street Bank & Trust","location":"Singapore","smaAssets":1479790000},{"name":"HSBC","shortName":"HSBC","location":"Singapore","smaAssets":542650000}],"custodyNote":"Western Asset Management Company Pte does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ser Chon Goh","title":"Chief Compliance Officer","crd":"6785694"},{"name":"Courtney Hoffmann","title":"Non-Executive Director","crd":"7605606"},{"name":"Su Ee Hedy Tan","title":"Director and CEO","crd":"4433834"},{"name":"Shirley Yu","title":"Non-Executive Director","crd":"8312936"}],"ownership":[{"label":"Franklin Templeton Capital Holdings Private Limited","detail":"Sole shareholder of applicant in the 75% or more ownership band and a control person, since October 2021."},{"label":"Legg Mason, Inc.","detail":"Indirect owner: a sole shareholder of Etp Holdings (Cayman) Limited in the 75% or more band and a control person, since June 2021.","parent":"Etp Holdings (Cayman) Limited"},{"label":"Etp Holdings (Cayman) Limited","detail":"Indirect owner: a joint shareholder of Templeton International, Inc. in the 75% or more band, since October 2021.","parent":"Templeton International, Inc."},{"label":"Templeton Worldwide, Inc.","detail":"Indirect owner: a sole shareholder of Legg Mason, Inc. in the 75% or more band and a control person, since October 1992.","parent":"Legg Mason, Inc."},{"label":"Templeton International, Inc.","detail":"Indirect owner: a joint shareholder of Templeton Worldwide, Inc. in the 75% or more band and a control person, since October 2021.","parent":"Templeton Worldwide, Inc."},{"label":"Franklin Templeton, Inc.","detail":"Indirect owner: a sole shareholder of legg mason, inc. of Legg Mason, Inc. in the 75% or more band and a control person, since July 2020.","parent":"Legg Mason, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"656-428-3600","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":2},{"label":"Sovereign bonds","percent":74},{"label":"Investment grade corporate bonds","percent":20},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"16 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/142188/PDF/142188.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Western Asset Management Company Pte have?","answer":"Western Asset Management Company Pte has 10 clients and manages $2.8 billion for them, as of September 2026. They include 4 pooled investment vehicles, 4 insurance companies and 1 state or municipal government entity.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Western Asset Management Company Pte offer?","answer":"Western Asset Management Company Pte provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Western Asset Management Company Pte use?","answer":"Western Asset Management Company Pte’s separately managed account assets are held at State Street Bank & Trust Co. (Singapore), with $1.48B and HSBC (Singapore), with $543M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Western Asset Management Company Pte have?","answer":"Western Asset Management Company Pte has 0 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Western Asset Management Company Pte invest in?","answer":"At the end of its last fiscal year, Western Asset Management Company Pte’s separately managed accounts held 74% sovereign bonds, 20% investment grade corporate bonds, 3% cash and equivalents, 2% U.S. government and agency bonds and 2% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Western Asset Management Company Pte?","answer":"Western Asset Management Company Pte’s direct owner is Franklin Templeton Capital Holdings Private Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Western Asset Management Company Pte get paid?","answer":"Western Asset Management Company Pte is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Western Asset Management Company Pte?","answer":"Western Asset Management Company Pte’s main office is at 2 Central Boulevard, Ioi Central Boulevard Towers, West Tower #34-01, Singapore 018916. Its phone number is 656-428-3600.","source":"Form ADV Part 1A, Item 1.F, filed 16 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}