{"url":"https://nivawealth.com/firms/westbourne-investments-37499","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/37499","regulatoryAum":276365058,"crd":"37499","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5628308","suffix":null,"lastName":"BHATNAGAR","firstName":"ADITYA","middleName":null},{"crd":"1377874","suffix":null,"lastName":"DELCOLLIANO","firstName":"MICHAEL","middleName":"CARLO"},{"crd":"858858","suffix":null,"lastName":"LONG","firstName":"ROBERT","middleName":"DOUGLAS"},{"crd":"5937456","suffix":null,"lastName":"PRAMOV","firstName":"HENRY","middleName":"CHRISTOPHER"},{"crd":"3051297","suffix":null,"lastName":"WALSH","firstName":"PATRICK","middleName":"MATTHEW"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-24","regulatoryAum":189373098,"clients":217,"employees":7,"offices":1},{"filedOn":"2022-02-17","regulatoryAum":211505231,"clients":221,"employees":8,"offices":1},{"filedOn":"2023-03-07","regulatoryAum":190281458,"clients":211,"employees":8,"offices":1},{"filedOn":"2024-07-19","regulatoryAum":151796835,"clients":204,"employees":7,"offices":1},{"filedOn":"2025-04-24","regulatoryAum":221087393,"clients":191,"employees":7,"offices":1},{"filedOn":"2026-03-29","regulatoryAum":276365058,"clients":175,"employees":7,"offices":1}],"acquisitions":[{"date":"2008-12-31","datePrecision":"day","name":"Ariba GLB Asset Management","crd":"110086","source":"adv_w","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://adviserinfo.sec.gov/firm/summary/110086"}],"secFileNumber":"801-36800","legalName":"Westbourne Investments, Inc.","displayName":"Westbourne Investments","slug":"westbourne-investments-37499","website":"https://westbourneinv.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"1990","organization":"Virginia corporation","fiscalYearEnd":"December","headquarters":{"street":"2121 Eisenhower Avenue, Suite 605","city":"Alexandria","state":"VA","stateName":"Virginia","country":"United States","postalCode":"22314"},"tradeNames":["Ariba Asset Management"],"registration":{"secApproved":"6 June 1990","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1452628.676300578,"staff":{"employees":7,"advisory":5,"brokerDealerReps":0,"insuranceAgents":1,"promoters":1},"aum":{"regulatory":276365058,"discretionary":276365058,"discretionaryAccounts":393,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":127,"regulatoryAum":37054396},{"label":"High-net-worth individuals","clients":46,"regulatoryAum":214250365},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":25060297}],"feePrograms":[{"role":"other","program":"Personal Financial Planning","summary":"Financial planning is billed at a fixed rate; 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They include 127 individual clients, 46 high-net-worth individuals, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Westbourne Investments offer?","answer":"Westbourne Investments provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Westbourne Investments use?","answer":"Westbourne Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $254M and UBS Financial Services Inc. (Weehawken, NJ), with $22.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Westbourne Investments have?","answer":"Westbourne Investments has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Westbourne Investments invest in?","answer":"At the end of its last fiscal year, Westbourne Investments’ separately managed accounts held 60% exchange-traded equities, 25% registered funds (mutual funds, ETFs, BDCs), 13% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Westbourne Investments?","answer":"Westbourne Investments’ direct owners are Patrick Walsh (25% to 50%), Rick Picon (5% to 10%) and Robert Long (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Westbourne Investments get paid?","answer":"Westbourne Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Westbourne Investments registered with the SEC?","answer":"Yes, Westbourne Investments has been registered with the SEC as an investment adviser since 6 June 1990. Its CRD number is 37499 and its SEC file number is 801-36800.","source":"Form ADV Part 1A, Item 1, filed 29 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Westbourne Investments?","answer":"Westbourne Investments’ main office is at 2121 Eisenhower Avenue, Suite 605, Alexandria, VA 22314. Its phone number is 703-294-6880. 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