{"url":"https://nivawealth.com/firms/werlinich-asset-management-125663","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/125663","regulatoryAum":209000000,"crd":"125663","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4646512","suffix":null,"lastName":"WERLINICH","firstName":"GREGORY","middleName":"SCOTT"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-12","regulatoryAum":114000000,"clients":32,"employees":1,"offices":2},{"filedOn":"2022-01-11","regulatoryAum":140000000,"clients":33,"employees":1,"offices":2},{"filedOn":"2023-01-06","regulatoryAum":114244000,"clients":30,"employees":1,"offices":2},{"filedOn":"2024-01-03","regulatoryAum":140000000,"clients":28,"employees":1,"offices":2},{"filedOn":"2025-01-03","regulatoryAum":178000000,"clients":27,"employees":1,"offices":2},{"filedOn":"2026-01-30","regulatoryAum":209000000,"clients":51,"employees":1,"offices":2}],"secFileNumber":"801-64023","legalName":"Werlinich Asset Management, L.L.C.","displayName":"Werlinich Asset Management","slug":"werlinich-asset-management-125663","website":"https://waminvest.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Connecticut limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"3 March 2005","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3215686.274509804,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":209000000,"discretionary":209000000,"discretionaryAccounts":28,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":3,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":27,"regulatoryAum":1700000},{"label":"High-net-worth individuals","clients":24,"regulatoryAum":162300000},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":45000000}],"feePrograms":[{"role":"other","program":"Hourly consultation","summary":"Work on an hourly basis is billed at a standard consultation fee of $150 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005351","versionId":1005351,"submittedOn":"2026-01-30","documentName":"WERLINICH ASSET MANAGEMENT, LLC FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:48:33.809426+00:00","documents":[{"name":"WERLINICH ASSET MANAGEMENT, LLC FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005351","versionId":1005351,"submittedOn":"2026-01-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":209000000}],"custodyNote":"Werlinich Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Gregory Werlinich","title":"President/Chief Compliance Officer/Managing Member","crd":"4646512"}],"ownership":[{"label":"Gregory Werlinich","detail":"President/chief compliance officer/managing member in the 75% or more ownership band and a control person, since March 1997."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"914-260-3230","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":97},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"30 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/125663/PDF/125663.pdf","brochureDate":"30 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005351","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Werlinich Asset Management have?","answer":"Werlinich Asset Management has 51 clients and manages $209 million for them, as of January 2026. They include 27 individual clients and 24 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Werlinich Asset Management offer?","answer":"Werlinich Asset Management provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Werlinich Asset Management use?","answer":"Werlinich Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $209M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Werlinich Asset Management have?","answer":"Werlinich Asset Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Werlinich Asset Management invest in?","answer":"At the end of its last fiscal year, Werlinich Asset Management’s separately managed accounts held 97% exchange-traded equities and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Werlinich Asset Management?","answer":"Werlinich Asset Management’s direct owner is Gregory Werlinich (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Werlinich Asset Management get paid?","answer":"Werlinich Asset Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Werlinich Asset Management?","answer":"Its phone number is 914-260-3230. Its website is waminvest.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}