{"url":"https://nivawealth.com/firms/wellington-management-106595","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106595","regulatoryAum":1428048671402,"crd":"106595","secFileNumber":"801-15908","legalName":"Wellington Management Company LLP","displayName":"Wellington Management","website":"https://www.wellington.com","founded":null,"organization":"Delaware limited liability partnership","fiscalYearEnd":"December","headquarters":{"street":"280 Congress Street","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02210"},"tradeNames":[],"registration":{"secApproved":"30 October 1979","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1868,"advisory":497,"brokerDealerReps":63,"insuranceAgents":0,"promoters":4},"aum":{"discretionary":1325852873516,"discretionaryAccounts":1502,"nonDiscretionary":102195797886,"nonDiscretionaryAccounts":57,"wrapProgram":55476341,"nonUsClientsPct":32,"nonAumClients":52},"clientTypes":[{"label":"Banking or thrift institutions","clients":34,"regulatoryAum":14697862809},{"label":"Investment companies","clients":209,"regulatoryAum":636360217263},{"label":"Pooled investment vehicles","clients":408,"regulatoryAum":327273116754},{"label":"Pension and profit-sharing plans","clients":172,"regulatoryAum":65670946450},{"label":"Charitable organizations","clients":74,"regulatoryAum":18614534784},{"label":"State or municipal government entities","clients":95,"regulatoryAum":69810295296},{"label":"Other investment advisers","clients":27,"regulatoryAum":86404158650},{"label":"Insurance companies","clients":452,"regulatoryAum":144986900503},{"label":"Sovereign wealth funds and foreign official institutions","clients":48,"regulatoryAum":51567484945},{"label":"Corporations and other businesses","clients":40,"regulatoryAum":12663153948}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":124817331658},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":82289510214},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":92987445659},{"name":"J.P. Morgan Chase Bank, National Association","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":56429889359}],"custodyNote":"Wellington Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jean Hynes","title":"Chief Executive Officer, President","crd":"4330808"},{"name":"Erin Murphy","title":"Chief Financial Officer","crd":"7612799"},{"name":"Amy Kramer","title":"Chief Operating Officer","crd":"6787112"},{"name":"Ihsan Speede","title":"Chief Compliance Officer","crd":"7949173"},{"name":"Laura Coyne","title":"Head of Legal, Americas","crd":"7053320"}],"ownership":[{"label":"Wellington Investment Advisors Holdings LLP","detail":"Managing partner in the 75% or more ownership band and a control person, since January 2015."},{"label":"Wellington Management Group LLP","detail":"Indirect owner: a managing partner of Wellington Group Holdings LLP in the 75% or more band and a control person, since May 2014.","parent":"Wellington Group Holdings LLP"},{"label":"Wellington Group Holdings LLP","detail":"Indirect owner: a managing partner of Wellington Investment Advisors Holdings LLP in the 75% or more band and a control person, since May 2014.","parent":"Wellington Investment Advisors Holdings LLP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":0},"listedOfficeAddresses":7,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"4 Embarcadero Center","city":"San Francisco"}]},{"state":"Florida","offices":1,"addresses":[{"street":"239 S. County RD","city":"Palm Beach"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"345 North Morgan Street","city":"Chicago"}]},{"state":"Massachusetts","offices":2,"addresses":[{"street":"280 Congress Street","city":"Boston","headquarters":true},{"street":"140 Kendrick Street, Building A","city":"Needham"}]},{"state":"New York","offices":1,"addresses":[{"street":"799 Broadway","city":"New York"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"4 Radnor Corporate Center, Suite 500","city":"Radnor"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-951-5000","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":25},{"label":"U.S. government/agency bonds","percent":9},{"label":"U.S. state and local bonds","percent":4},{"label":"Sovereign bonds","percent":4},{"label":"Investment grade corporate bonds","percent":27},{"label":"Non-investment grade corporate bonds","percent":4},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":23,"detail":"Asset Backed Securities, Certain Cash Equivalents, and Other Miscellaneous"}],"privateFunds":77},"sources":{"adv1FilingDate":"9 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106595/PDF/106595.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wellington Management have?","answer":"Wellington Management has 1,559 clients and manages $1428 billion for them, as of July 2026. They include 452 insurance companies, 408 pooled investment vehicles and 209 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wellington Management offer?","answer":"Wellington Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Wellington Management use?","answer":"Wellington Management’s separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $124,817,331,658, The Bank of New York Mellon (New York, NY), with $92,987,445,659, The Northern Trust Company (Chicago, IL), with $82,289,510,214 and J.P. Morgan Chase Bank, National Association (New York, NY), with $56,429,889,359. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wellington Management have?","answer":"Wellington Management has 1 investment adviser representatives registered with state securities authorities, out of 1,868 employees, and 497 perform investment advisory functions. 63 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wellington Management invest in?","answer":"At the end of its last fiscal year, Wellington Management’s separately managed accounts held 27% investment grade corporate bonds, 25% exchange-traded equities, 23% asset backed securities, certain cash equivalents, and other miscellaneous, 9% U.S. government and agency bonds, 4% state and local bonds, 4% sovereign bonds, 4% high-yield corporate bonds, 4% cash and equivalents and 1% pooled vehicles (private funds and similar). It advises 77 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wellington Management?","answer":"Wellington Management is owned through a chain of holding companies by Wellington Management Group LLP. Its direct owner is Wellington Investment Advisors Holdings LLP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wellington Management get paid?","answer":"Wellington Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}