{"url":"https://nivawealth.com/firms/wellington-alternative-investments-226715","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/226715","regulatoryAum":92174562107,"crd":"226715","secFileNumber":"801-107461","legalName":"Wellington Alternative Investments LLC","displayName":"Wellington Alternative Investments","website":"https://www.wellington.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"280 Congress Street","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02210"},"tradeNames":[],"registration":{"secApproved":"29 April 2016","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":92174562107,"discretionaryAccounts":124,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":59,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":124,"regulatoryAum":92174562107}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Wellington Alternative Investments has custody of $36.08B for 124 clients.","otherCustodians":[],"leadership":[{"name":"Carmine Taglione","title":"President","crd":"4936146"},{"name":"Ihsan Speede","title":"Chief Compliance Officer","crd":"7949173"}],"ownership":[{"label":"Wellington Management Funds Holdings LLP","detail":"Member in the 75% or more ownership band and a control person, since January 2015."},{"label":"Wellington Management Group LLP","detail":"Indirect owner: a managing partner of Wellington Group Holdings LLP in the 75% or more band and a control person, since May 2014.","parent":"Wellington Group Holdings LLP"},{"label":"Wellington Group Holdings LLP","detail":"Indirect owner: a managing partner of Wellington Management Funds Holdings LLP in the 75% or more band and a control person, since May 2014.","parent":"Wellington Management Funds Holdings LLP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"280 Congress Street","city":"Boston","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-951-5372","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[],"privateFunds":128},"sources":{"adv1FilingDate":"29 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/226715/PDF/226715.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wellington Alternative Investments have?","answer":"Wellington Alternative Investments has 124 clients and manages $92.2 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wellington Alternative Investments offer?","answer":"Wellington Alternative Investments provides portfolio management for pooled vehicles, portfolio management for institutions and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Wellington Alternative Investments have?","answer":"Wellington Alternative Investments has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wellington Alternative Investments?","answer":"Wellington Alternative Investments is owned through a chain of holding companies by Wellington Management Group LLP. Its direct owner is Wellington Management Funds Holdings LLP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wellington Alternative Investments get paid?","answer":"Wellington Alternative Investments is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}