{"url":"https://nivawealth.com/firms/weinand-financial-328590","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/328590","regulatoryAum":610380000,"crd":"328590","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2317898","suffix":null,"lastName":"Weinand","firstName":"Michael","middleName":"George"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-03-26","regulatoryAum":443430020,"clients":452,"employees":4,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":504467753,"clients":459,"employees":5,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":610380000,"clients":438,"employees":5,"offices":1}],"secFileNumber":"801-129080","legalName":"Weinand Financial, Inc.","displayName":"Weinand Financial","slug":"weinand-financial-328590","website":"https://weinand.us/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2006","organization":"Washington corporation","fiscalYearEnd":"December","headquarters":{"street":"8120 Freedom Lane Ne, Ste 101","city":"Lacey","state":"WA","stateName":"Washington","country":"United States","postalCode":"98516-4704"},"tradeNames":[],"registration":{"secApproved":"21 November 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1389491.100686499,"staff":{"employees":5,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":610380000,"discretionary":603784601,"discretionaryAccounts":2239,"nonDiscretionary":6595399,"nonDiscretionaryAccounts":7,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":270,"regulatoryAum":202104101},{"label":"High-net-worth individuals","clients":167,"regulatoryAum":405103510},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":3172389}],"feePrograms":[{"role":"other","program":"Educational Seminars","summary":"Educational seminars carry a fixed registration fee ranging from $50 to $125.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028772","versionId":1028772,"submittedOn":"2026-03-27","documentName":"WEINAND FINANCIAL FIRM BROCHURE"},{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning and consulting engagements are charged fixed fees of $2,500 to $7,500, or hourly fees of up to $500 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028772","versionId":1028772,"submittedOn":"2026-03-27","documentName":"WEINAND FINANCIAL FIRM BROCHURE"},{"role":"other","program":"Retirement Plan Consulting","summary":"Retirement plan consulting is charged as fixed annual fees or as an annual percentage of plan assets, typically 0.20% to 1.00% a year.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028772","versionId":1028772,"submittedOn":"2026-03-27","documentName":"WEINAND FINANCIAL FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T07:54:11.674587+00:00","documents":[{"name":"WEINAND FINANCIAL FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028772","versionId":1028772,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":144708067},{"name":"Capital Client Group, Inc.","shortName":"Capital Client Group","location":"Indianapolis, IN","smaAssets":465671933}],"custodyNote":"Weinand Financial does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Michael Weinand","title":"President; Chief Compliance Officer","crd":"2317898"}],"ownership":[{"label":"Michael Weinand","detail":"President; chief compliance officer in the 75% or more ownership band and a control person, since January 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"8120 Freedom Lane Ne, Ste 101","city":"Lacey","headquarters":true}]}],"brochureServices":["divorce planning","education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"360-459-4847","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":96},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/328590/PDF/328590.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028772","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Weinand Financial have?","answer":"Weinand Financial has 438 clients and manages $610 million for them, as of March 2026. They include 270 individual clients, 167 high-net-worth individuals and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Weinand Financial offer?","answer":"Weinand Financial provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, educational seminars, divorce planning, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Weinand Financial use?","answer":"Weinand Financial’s separately managed account assets are held at Capital Client Group, Inc. (Indianapolis, IN), with $466M and Charles Schwab & Co., Inc. (Westlake, TX), with $145M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Weinand Financial have?","answer":"Weinand Financial has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Weinand Financial invest in?","answer":"At the end of its last fiscal year, Weinand Financial’s separately managed accounts held 96% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Weinand Financial?","answer":"Weinand Financial’s direct owner is Michael Weinand (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Weinand Financial get paid?","answer":"Weinand Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Weinand Financial?","answer":"Weinand Financial’s main office is at 8120 Freedom Lane Ne, Ste 101, Lacey, WA 98516-4704. Its phone number is 360-459-4847. Its website is weinand.us.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}