{"url":"https://nivawealth.com/firms/wealthview-capital-149476","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/149476","regulatoryAum":319473403,"crd":"149476","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8248842","suffix":"Jr.","lastName":"Randolph","firstName":"Steven","middleName":"Calvin"},{"crd":"8218409","suffix":null,"lastName":"Rutland","firstName":"Tyson","middleName":"Grant"},{"crd":"1232458","suffix":null,"lastName":"TAYLOR","firstName":"SAMUEL","middleName":"JAMES"},{"crd":"8097902","suffix":"Jr.","lastName":"Tuskey","firstName":"Lawrence","middleName":"Michael"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-10","regulatoryAum":253744329,"clients":180,"employees":7,"offices":1},{"filedOn":"2022-02-28","regulatoryAum":264077733,"clients":184,"employees":7,"offices":2},{"filedOn":"2023-03-22","regulatoryAum":250950733,"clients":195,"employees":7,"offices":2},{"filedOn":"2024-02-23","regulatoryAum":270476112,"clients":195,"employees":6,"offices":2},{"filedOn":"2025-03-27","regulatoryAum":286766435,"clients":190,"employees":6,"offices":2},{"filedOn":"2026-06-09","regulatoryAum":319473403,"clients":193,"employees":9,"offices":2}],"secFileNumber":"801-79342","legalName":"Wealthview Capital, LLC","displayName":"Wealthview Capital","slug":"wealthview-capital-149476","website":"https://wealthviewcapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2009","organization":"Mississippi limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4500 I-55 North, Suite 263","city":"Jackson","state":"MS","stateName":"Mississippi","country":"United States","postalCode":"39211"},"tradeNames":[],"registration":{"secApproved":"2 April 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1669988.5340314137,"staff":{"employees":9,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":319473403,"discretionary":316943514,"discretionaryAccounts":544,"nonDiscretionary":2529889,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":113,"regulatoryAum":37953187},{"label":"High-net-worth individuals","clients":78,"regulatoryAum":281014623},{"label":"Pension and profit-sharing plans","clients":2,"regulatoryAum":505593}],"feePrograms":[{"role":"main","program":"Comprehensive Wealth Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047716","versionId":1047716,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-06-09","documentName":"WEALTHVIEW CAPITAL, LLC ADV PART 2A FIRM BROCHURE","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Financial-planning-only engagements carry a fixed fee of $1,500 to $25,000, or an hourly rate of $150 to $500.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047716","versionId":1047716,"submittedOn":"2026-06-09","documentName":"WEALTHVIEW CAPITAL, LLC ADV PART 2A FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:23:44.847816+00:00","documents":[{"name":"WEALTHVIEW CAPITAL, LLC ADV PART 2A FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047716","versionId":1047716,"submittedOn":"2026-06-09"}]},"custodians":[{"name":"Pershing Advisor Solutions LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":290846471}],"custodyNote":"Wealthview Capital does not have custody of client assets.","leadership":[{"name":"Lawrence Tuskey","title":"Chief Compliance Officer","crd":"8097902"},{"name":"Samuel Taylor","title":"Managing Member","crd":"1232458"},{"name":"Laura Taylor","title":"Member/Treasurer","crd":"4927610"}],"ownership":[{"label":"Samuel Taylor","detail":"Managing member in the 75% or more ownership band and a control person, since January 2005."},{"label":"Laura Taylor","detail":"Member/treasurer in the 10% to 25% ownership band, since July 2007."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Louisiana","offices":1,"addresses":[{"street":"365 Canal Street","city":"New Orleans"}]},{"state":"Mississippi","offices":1,"addresses":[{"street":"4500 I-55 North, Suite 263","city":"Jackson","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"601-981-4040","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":29},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":57},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"9 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/149476/PDF/149476.pdf","brochureDate":"9 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047716","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wealthview Capital have?","answer":"Wealthview Capital has 193 clients and manages $319 million for them, as of June 2026. They include 113 individual clients, 78 high-net-worth individuals, and 2 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wealthview Capital offer?","answer":"Wealthview Capital provides financial planning, portfolio management for individuals and small businesses, pension consulting, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wealthview Capital charge?","answer":"Wealthview Capital charges up to 1.00% a year for its Comprehensive Wealth Management. The fee is billed in arrears.","source":"WEALTHVIEW CAPITAL, LLC ADV PART 2A FIRM BROCHURE, filed 9 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Wealthview Capital use?","answer":"Wealthview Capital’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $291M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wealthview Capital have?","answer":"Wealthview Capital has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wealthview Capital invest in?","answer":"At the end of its last fiscal year, Wealthview Capital’s separately managed accounts held 57% registered funds (mutual funds, ETFs, BDCs), 29% investment grade corporate bonds, 5% exchange-traded equities, 4% cash and equivalents, 3% U.S. government and agency bonds, 1% state and local bonds and 1% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wealthview Capital?","answer":"Wealthview Capital’s direct owners are Samuel Taylor (75% or more) and Laura Taylor (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 9 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wealthview Capital get paid?","answer":"Wealthview Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Wealthview Capital registered with the SEC?","answer":"Yes, Wealthview Capital has been registered with the SEC as an investment adviser since 2 April 2014. Its CRD number is 149476 and its SEC file number is 801-79342.","source":"Form ADV Part 1A, Item 1, filed 9 June 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Wealthview Capital?","answer":"Wealthview Capital’s main office is at 4500 I-55 North, Suite 263, Jackson, MS 39211. Its phone number is 601-981-4040. Its website is wealthviewcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}