{"url":"https://nivawealth.com/firms/wealthlynk-327527","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/327527","regulatoryAum":112008547,"crd":"327527","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5056961","suffix":null,"lastName":"Weber","firstName":"Scott","middleName":"R."}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-07-20","regulatoryAum":0,"clients":0,"employees":1,"offices":1},{"filedOn":"2026-09-18","regulatoryAum":112008547,"clients":178,"employees":1,"offices":1}],"secFileNumber":"801-137244","legalName":"Wealthlynk, Inc.","displayName":"Wealthlynk","slug":"wealthlynk-327527","website":"https://wealthlynk.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"1615 S Mission Suite A","city":"Fallbrook","state":"CA","stateName":"California","country":"United States","postalCode":"92028"},"tradeNames":[],"registration":{"secApproved":"16 September 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":630675.5795454546,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":112008547,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":112008547,"nonDiscretionaryAccounts":178,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":138,"regulatoryAum":47808525},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":63190377},{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":1009645}],"feePrograms":[{"role":"main","program":"Portfolio Management (Blended, Asset-Based)","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1.25,"from":0},{"to":1000000,"pct":1.1,"from":500000},{"to":null,"pct":1,"from":1000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058292","versionId":1058292,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-09-18","documentName":"FORM ADV PART 2A - WEALTHLYNK, INC.","fee_rate_low":1,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:32:58.208182+00:00","documents":[{"name":"FORM ADV PART 2A - WEALTHLYNK, INC.","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058292","versionId":1058292,"submittedOn":"2026-09-18"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":97442283}],"custodyNote":"Wealthlynk does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Scott Weber","title":"Chief Executive Officer and Chief Compliance Officer","crd":"5056961"}],"ownership":[{"label":"Scott Weber","detail":"Chief executive officer and chief compliance officer in the 75% or more ownership band and a control person, since June 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1615 S Mission Suite A","city":"Fallbrook","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"760-621-4471","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":49},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":47},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"18 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/327527/PDF/327527.pdf","brochureDate":"18 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058292","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wealthlynk have?","answer":"Wealthlynk has 178 clients and manages $112 million for them, as of September 2026. They include 138 individual clients, 38 high-net-worth individuals and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wealthlynk offer?","answer":"Wealthlynk provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wealthlynk charge?","answer":"Wealthlynk charges 1.00%–1.25% a year for its Portfolio Management (Blended, Asset-Based). Each asset band is charged at its own rate. The fee is billed in advance or in arrears and is negotiable.","source":"FORM ADV PART 2A - WEALTHLYNK, INC., filed 18 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Wealthlynk use?","answer":"Wealthlynk’s separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $97.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wealthlynk have?","answer":"Wealthlynk has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wealthlynk invest in?","answer":"At the end of its last fiscal year, Wealthlynk’s separately managed accounts held 49% exchange-traded equities, 47% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wealthlynk?","answer":"Wealthlynk’s direct owner is Scott Weber (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wealthlynk get paid?","answer":"Wealthlynk is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Wealthlynk?","answer":"Wealthlynk’s main office is at 1615 S Mission Suite A, Fallbrook, CA 92028. Its phone number is 760-621-4471. Its website is wealthlynk.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}