{"url":"https://nivawealth.com/firms/wealthharbor-capital-group-118614","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/118614","regulatoryAum":334662398,"crd":"118614","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2798030","suffix":null,"lastName":"ADAMS","firstName":"PIERRE","middleName":"LEMOINE"},{"crd":"4646219","suffix":"III","lastName":"BEARD","firstName":"WILLIAM","middleName":"C"},{"crd":"7170435","suffix":null,"lastName":"Currie","firstName":"Brian","middleName":"Edward"},{"crd":"4571403","suffix":"IV","lastName":"DANNA","firstName":"NICHOLAS","middleName":"ALOYSIUS"},{"crd":"7895355","suffix":null,"lastName":"FISCHER","firstName":"MICHAEL","middleName":"THOMAS"},{"crd":"4894710","suffix":null,"lastName":"GRANDBOUCHE","firstName":"BRANDON","middleName":"SCOTT"},{"crd":"5545203","suffix":null,"lastName":"HAYES","firstName":"BRYAN","middleName":"S"},{"crd":"3244646","suffix":null,"lastName":"HOOKER","firstName":"MARK","middleName":"HILTON"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-18","regulatoryAum":253717754,"clients":184,"employees":6,"offices":1},{"filedOn":"2022-03-25","regulatoryAum":296146121,"clients":206,"employees":6,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":252439388,"clients":210,"employees":6,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":292556055,"clients":254,"employees":6,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":300480136,"clients":268,"employees":6,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":334662398,"clients":252,"employees":9,"offices":1}],"secFileNumber":"801-62721","legalName":"Wealthharbor Capital Group, LLC","displayName":"WealthHarbor Capital Group","slug":"wealthharbor-capital-group-118614","website":"https://wealthharbor.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/118614/3062e4307e817006-r1.webp","tone":"dark","width":339,"height":200,"sourceUrl":"https://www.wealthharbor.com/","sourceLabel":"Wealthharbor Capital Group, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"founded":null,"organization":"Louisiana limited liability company","fiscalYearEnd":"December","headquarters":{"street":"433 Metairie RD, Suite 500","city":"Metairie","state":"LA","stateName":"Louisiana","country":"United States","postalCode":"70005"},"tradeNames":["Wealthharbor Family Office","Wealthharbor Retirement Services"],"registration":{"secApproved":"16 January 2004","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":732285.8829787234,"staff":{"employees":9,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":6},"aum":{"regulatory":334662398,"discretionary":299223609,"discretionaryAccounts":371,"nonDiscretionary":35438789,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":129,"regulatoryAum":17626591},{"label":"High-net-worth individuals","clients":59,"regulatoryAum":120043155},{"label":"Pension and profit-sharing plans","clients":58,"regulatoryAum":186790636},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":4470697},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":5731319}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":145642795},{"name":"MG Trust Company, LLC","shortName":"MG Trust","location":"Denver, CO","smaAssets":144189832}],"custodyNote":"WealthHarbor Capital Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Pierre Adams","title":"Partner","crd":"2798030"},{"name":"Nicholas Danna","title":"Partner","crd":"4571403"},{"name":"Brandon Grandbouche","title":"Managing Partner, CCO","crd":"4894710"}],"ownership":[{"label":"Brandon Grandbouche","detail":"Managing partner, cco in the 75% or more ownership band and a control person, since March 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Louisiana","offices":1,"addresses":[{"street":"433 Metairie RD, Suite 500","city":"Metairie","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"504-482-1962","stateRegisteredReps":6,"otherAdviserReps":2,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":25},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":11},{"label":"Securities issued by registered investment companies or business development companies","percent":61},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 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They include 129 individual clients, 59 high-net-worth individuals, and 58 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does WealthHarbor Capital Group offer?","answer":"WealthHarbor Capital Group provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does WealthHarbor Capital Group use?","answer":"WealthHarbor Capital Group’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $146M and MG Trust Company, LLC (Denver, CO), with $144M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does WealthHarbor Capital Group have?","answer":"WealthHarbor Capital Group has 6 investment adviser representatives registered with state securities authorities, out of 9 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does WealthHarbor Capital Group invest in?","answer":"At the end of its last fiscal year, WealthHarbor Capital Group’s separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities, 11% investment grade corporate bonds, 2% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns WealthHarbor Capital Group?","answer":"WealthHarbor Capital Group’s direct owner is Brandon Grandbouche (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does WealthHarbor Capital Group get paid?","answer":"WealthHarbor Capital Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact WealthHarbor Capital Group?","answer":"WealthHarbor Capital Group’s main office is at 433 Metairie RD, Suite 500, Metairie, LA 70005. Its phone number is 504-482-1962. Its website is wealthharbor.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}