{"url":"https://nivawealth.com/firms/wealth-pro-advisors-169266","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/169266","regulatoryAum":317487000,"crd":"169266","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4287777","suffix":null,"lastName":"ABERNATHY","firstName":"KATHERINE","middleName":"T."},{"crd":"4485632","suffix":null,"lastName":"SZABO","firstName":"DAVID","middleName":"GEORGE"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":180700000,"clients":154,"employees":4,"offices":1},{"filedOn":"2022-03-17","regulatoryAum":222500000,"clients":178,"employees":4,"offices":1},{"filedOn":"2023-03-23","regulatoryAum":231301400,"clients":183,"employees":4,"offices":1},{"filedOn":"2024-03-18","regulatoryAum":273136000,"clients":198,"employees":4,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":307734000,"clients":205,"employees":4,"offices":1},{"filedOn":"2026-03-19","regulatoryAum":317487000,"clients":212,"employees":6,"offices":1}],"secFileNumber":"801-117862","legalName":"Wealth Pro Advisors, Inc.","displayName":"Wealth Pro Advisors","slug":"wealth-pro-advisors-169266","website":"https://wpainc.biz/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2013","organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"2381 Fruitville Road","city":"Sarasota","state":"FL","stateName":"Florida","country":"United States","postalCode":"34237"},"tradeNames":[],"registration":{"secApproved":"2 January 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1497580.1886792453,"staff":{"employees":6,"advisory":3,"brokerDealerReps":2,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":317487000,"discretionary":262538150,"discretionaryAccounts":325,"nonDiscretionary":54948850,"nonDiscretionaryAccounts":82,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":80,"regulatoryAum":111788000},{"label":"High-net-worth individuals","clients":132,"regulatoryAum":205699000}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021601","versionId":1021601,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-19","documentName":"WEALTH PRO ADVISORS, INC. 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DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021601","versionId":1021601,"submittedOn":"2026-03-19"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":255150000}],"custodyNote":"Wealth Pro Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"David Szabo","title":"President and Chief Compliance Officer","crd":"4485632"}],"ownership":[{"label":"David Szabo","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since March 2009."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2381 Fruitville Road","city":"Sarasota","headquarters":true}]}],"brochureServices":["insurance","retirement plan services"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"941-907-2203","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":75},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":16},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"19 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/169266/PDF/169266.pdf","brochureDate":"19 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021601","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wealth Pro Advisors have?","answer":"Wealth Pro Advisors has 212 clients and manages $317 million for them, as of March 2026. They include 132 high-net-worth individuals and 80 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wealth Pro Advisors offer?","answer":"Wealth Pro Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, insurance, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wealth Pro Advisors charge?","answer":"Wealth Pro Advisors charges 0.85%–1.25% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.","source":"WEALTH PRO ADVISORS, INC. DISCLOSURE BROCHURE, filed 19 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Wealth Pro Advisors use?","answer":"Wealth Pro Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $255M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wealth Pro Advisors have?","answer":"Wealth Pro Advisors has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wealth Pro Advisors invest in?","answer":"At the end of its last fiscal year, Wealth Pro Advisors’ separately managed accounts held 75% exchange-traded equities, 16% registered funds (mutual funds, ETFs, BDCs), 8% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wealth Pro Advisors?","answer":"Wealth Pro Advisors’ direct owner is David Szabo (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wealth Pro Advisors get paid?","answer":"Wealth Pro Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Wealth Pro Advisors?","answer":"Wealth Pro Advisors’ main office is at 2381 Fruitville Road, Sarasota, FL 34237. Its phone number is 941-907-2203. Its website is wpainc.biz.","source":"Form ADV Part 1A, Item 1.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}