{"url":"https://nivawealth.com/firms/wealth-planning-asset-management-limited-liability-279034","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/279034","regulatoryAum":121304027,"crd":"279034","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8305542","suffix":null,"lastName":"Chavda","firstName":"Manan","middleName":null},{"crd":"7961971","suffix":null,"lastName":"Sharma","firstName":"Darsh","middleName":"Rahul"},{"crd":"2081179","suffix":null,"lastName":"VEMPARALA","firstName":"SEKHAR","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-05-05","regulatoryAum":137318701,"clients":86,"employees":1,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":111234054,"clients":90,"employees":1,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":143312915,"clients":89,"employees":1,"offices":1},{"filedOn":"2025-05-15","regulatoryAum":115324452,"clients":233,"employees":2,"offices":1},{"filedOn":"2026-09-01","regulatoryAum":121304027,"clients":224,"employees":4,"offices":1}],"secFileNumber":"801-125014","legalName":"Wealth Planning Asset Management Limited Liability Company","displayName":"Wealth Planning Asset Management Limited Liability","slug":"wealth-planning-asset-management-limited-liability-279034","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New Jersey limited liability company","fiscalYearEnd":"December","headquarters":{"street":"302 US-202","city":"Bedminster","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07921"},"tradeNames":[],"registration":{"secApproved":"13 May 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":559968.3220338983,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":121304027,"discretionary":102159215,"discretionaryAccounts":16,"nonDiscretionary":19144812,"nonDiscretionaryAccounts":208,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":177,"regulatoryAum":99114393},{"label":"Pension and profit-sharing plans","clients":17,"regulatoryAum":6618806},{"label":"Charitable organizations","clients":15,"regulatoryAum":2570828},{"label":"Other investment advisers","clients":15,"regulatoryAum":13000000}],"feePrograms":[{"role":"main","program":"Asset-Based Fees for Portfolio Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047103","versionId":1047103,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-06-03","documentName":"ADV PART 2A-WEALTH PLANNING ASSET MANAGEMENT LIMITED LIABILITY COMPANY","fee_rate_low":1.5,"fee_rate_high":2.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:16:04.952918+00:00","documents":[{"name":"ADV PART 2A-WEALTH PLANNING ASSET MANAGEMENT LIMITED LIABILITY COMPANY","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047103","versionId":1047103,"submittedOn":"2026-06-03"}]},"custodians":[],"custodyNote":"Wealth Planning Asset Management Limited Liability does not have custody of client assets.","leadership":[{"name":"Sekhar Vemparala","title":"Managing Member & Chief Compliance Officer","crd":"2081179"}],"ownership":[{"label":"Sekhar Vemparala","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since April 2015."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"302 US-202","city":"Bedminster","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"908-719-8800","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":40},{"label":"Securities issued by registered investment companies or business development companies","percent":50},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"1 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/279034/PDF/279034.pdf","brochureDate":"3 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047103","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wealth Planning Asset Management Limited Liability have?","answer":"Wealth Planning Asset Management Limited Liability has 224 clients and manages $121 million for them, as of September 2026. They include 177 high-net-worth individuals, 17 pension and profit-sharing plans, and 15 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wealth Planning Asset Management Limited Liability offer?","answer":"Wealth Planning Asset Management Limited Liability provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wealth Planning Asset Management Limited Liability charge?","answer":"Wealth Planning Asset Management Limited Liability charges 1.50%–2.50% a year for its Asset-Based Fees for Portfolio Management. The fee is billed in advance and is negotiable.","source":"ADV PART 2A-WEALTH PLANNING ASSET MANAGEMENT LIMITED LIABILITY COMPANY, filed 3 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Wealth Planning Asset Management Limited Liability have?","answer":"Wealth Planning Asset Management Limited Liability has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wealth Planning Asset Management Limited Liability invest in?","answer":"At the end of its last fiscal year, Wealth Planning Asset Management Limited Liability’s separately managed accounts held 50% registered funds (mutual funds, ETFs, BDCs), 40% exchange-traded equities and 10% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wealth Planning Asset Management Limited Liability?","answer":"Wealth Planning Asset Management Limited Liability’s direct owner is Sekhar Vemparala (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wealth Planning Asset Management Limited Liability get paid?","answer":"Wealth Planning Asset Management Limited Liability is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Wealth Planning Asset Management Limited Liability registered with the SEC?","answer":"Yes, Wealth Planning Asset Management Limited Liability has been registered with the SEC as an investment adviser since 13 May 2022. Its CRD number is 279034 and its SEC file number is 801-125014.","source":"Form ADV Part 1A, Item 1, filed 1 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Wealth Planning Asset Management Limited Liability?","answer":"Wealth Planning Asset Management Limited Liability’s main office is at 302 US-202, Bedminster, NJ 07921. Its phone number is 908-719-8800.","source":"Form ADV Part 1A, Item 1.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}