{"url":"https://nivawealth.com/firms/wealth-management-group-of-north-america-125765","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/125765","regulatoryAum":346446708,"crd":"125765","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2289087","suffix":null,"lastName":"BECK","firstName":"BRIAN","middleName":"PERRY"},{"crd":"2000690","suffix":null,"lastName":"Friedman","firstName":"Daniel","middleName":"J"},{"crd":"2578640","suffix":null,"lastName":"POWERS","firstName":"CHRISTOPHER","middleName":"JAMES"},{"crd":"7120554","suffix":null,"lastName":"Sapia","firstName":"Jacob","middleName":"Paul"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-05-31","regulatoryAum":191405726,"clients":299,"employees":9,"offices":2},{"filedOn":"2025-03-25","regulatoryAum":217090556,"clients":337,"employees":9,"offices":2},{"filedOn":"2026-04-06","regulatoryAum":346446708,"clients":326,"employees":9,"offices":2}],"secFileNumber":"801-130388","legalName":"Wealth Management Group of North America, LLC","displayName":"Wealth Management Group of North America","slug":"wealth-management-group-of-north-america-125765","website":"https://wmgna.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/wmgna","xUrl":"https://twitter.com/wmgna?lang=en","founded":"1996","organization":"Connecticut limited liability company","fiscalYearEnd":"December","headquarters":{"street":"10 Talcott Notch Road, Suite 103","city":"Farmington","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06032"},"tradeNames":["Wmgna"],"registration":{"secApproved":"17 June 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1062719.963190184,"staff":{"employees":9,"advisory":4,"brokerDealerReps":2,"insuranceAgents":3,"promoters":1},"aum":{"regulatory":346446708,"discretionary":306284916,"discretionaryAccounts":912,"nonDiscretionary":40161792,"nonDiscretionaryAccounts":71,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":72},"clientTypes":[{"label":"Individuals (other than HNW)","clients":228,"regulatoryAum":103934012},{"label":"High-net-worth individuals","clients":98,"regulatoryAum":242512696}],"feePrograms":[{"role":"other","program":"Financial Consulting & Tax","summary":"Financial consulting and tax work is billed hourly at a maximum of $325 an hour with a 3-hour minimum.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040421","versionId":1040421,"submittedOn":"2026-04-06","documentName":"WMGNA ADV PART 2A"},{"role":"other","program":"Financial Planning & Tax subscription","summary":"Financial planning and tax services are a subscription costing $1,200 to $12,000 a year, billable monthly.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040421","versionId":1040421,"submittedOn":"2026-04-06","documentName":"WMGNA ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:49:21.542938+00:00","documents":[{"name":"WMGNA ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040421","versionId":1040421,"submittedOn":"2026-04-06"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":277157366},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":65824874}],"custodyNote":"Wealth Management Group of North America does not have custody of client assets.","leadership":[{"name":"Brian Beck","title":"President / Chief Compliance Officer","crd":"2289087"},{"name":"Daniel Friedman","title":"CEO","crd":"2000690"}],"ownership":[{"label":"Brian Beck","detail":"President / chief compliance officer in the 50% to 75% ownership band and a control person, since June 1995."},{"label":"Daniel Friedman","detail":"Ceo in the 50% to 75% ownership band and a control person, since June 1995."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"10 Talcott Notch Road, Suite 103","city":"Farmington","headquarters":true}]},{"state":"Florida","offices":1,"addresses":[{"street":"6501 Congress Avenue, Suite","city":"Boca Raton"}]}],"brochureServices":["education planning","estate planning","insurance","philanthropic planning","tax planning","tax preparation"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"860-679-5255","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Non-exchange-traded equity securities","percent":70},{"label":"U.S. government/agency bonds","percent":7},{"label":"U.S. state and local bonds","percent":7},{"label":"Investment grade corporate bonds","percent":7},{"label":"Non-investment grade corporate bonds","percent":4},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"6 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/125765/PDF/125765.pdf","brochureDate":"6 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040421","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wealth Management Group of North America have?","answer":"Wealth Management Group of North America has 326 clients and manages $346 million for them, as of April 2026. They include 228 individual clients and 98 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wealth Management Group of North America offer?","answer":"Wealth Management Group of North America provides financial planning, portfolio management for individuals and small businesses, selecting other managers, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Wealth Management Group of North America use?","answer":"Wealth Management Group of North America’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $277M and National Financial Services LLC (Boston, MA), with $65.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wealth Management Group of North America have?","answer":"Wealth Management Group of North America has 3 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wealth Management Group of North America invest in?","answer":"At the end of its last fiscal year, Wealth Management Group of North America’s separately managed accounts held 70% non-exchange-traded equities, 7% U.S. government and agency bonds, 7% state and local bonds, 7% investment grade corporate bonds, 5% cash and equivalents and 4% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wealth Management Group of North America?","answer":"Wealth Management Group of North America’s direct owners are Brian Beck (50% to 75%) and Daniel Friedman (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 6 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wealth Management Group of North America get paid?","answer":"Wealth Management Group of North America is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Wealth Management Group of North America registered with the SEC?","answer":"Yes, Wealth Management Group of North America has been registered with the SEC as an investment adviser since 17 June 2024. Its CRD number is 125765 and its SEC file number is 801-130388.","source":"Form ADV Part 1A, Item 1, filed 6 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Wealth Management Group of North America?","answer":"Wealth Management Group of North America’s main office is at 10 Talcott Notch Road, Suite 103, Farmington, CT 06032. Its phone number is 860-679-5255. Its website is wmgna.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}