{"url":"https://nivawealth.com/firms/wealth-advisors-group-291648","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/291648","regulatoryAum":278484000,"crd":"291648","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7350567","suffix":null,"lastName":"CONLON","firstName":"MICHAEL","middleName":"J"},{"crd":"2493241","suffix":null,"lastName":"DUMONT","firstName":"JASON","middleName":"ALAN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-24","regulatoryAum":222381674,"clients":377,"employees":2,"offices":1},{"filedOn":"2022-02-09","regulatoryAum":150999755,"clients":270,"employees":1,"offices":1},{"filedOn":"2023-06-29","regulatoryAum":143334000,"clients":253,"employees":2,"offices":1},{"filedOn":"2024-01-25","regulatoryAum":178549000,"clients":279,"employees":2,"offices":1},{"filedOn":"2025-03-03","regulatoryAum":215907000,"clients":316,"employees":2,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":278484000,"clients":272,"employees":2,"offices":1}],"secFileNumber":"801-112281","legalName":"Wealth Advisors Group, LLC","displayName":"Wealth Advisors Group","slug":"wealth-advisors-group-291648","website":"https://wealthadvgroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2017","organization":"Iowa limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2771 Oakdale Boulevard,, Suite 4","city":"Coralville","state":"IA","stateName":"Iowa","country":"United States","postalCode":"52241"},"tradeNames":[],"registration":{"secApproved":"10 January 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1023838.2352941176,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":278484000,"discretionary":278484000,"discretionaryAccounts":1201,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":182,"regulatoryAum":65481000},{"label":"High-net-worth individuals","clients":90,"regulatoryAum":213003000}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"whole_balance","fee_tiers":[{"to":500000,"pct":1,"from":0},{"to":1000000,"pct":0.9,"from":500000},{"to":1500000,"pct":0.8,"from":1000000},{"to":null,"pct":0.7,"from":1500000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028513","versionId":1028513,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-27","documentName":"FORM ADV2A","fee_rate_low":0.7,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:57:37.140636+00:00","documents":[{"name":"FORM ADV2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028513","versionId":1028513,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Tiaa-Cref Individual & Institutional Services, LLC","shortName":"Tiaa-Cref Individual & Institutional Services","location":"New York, NY","smaAssets":164995000},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":113489000}],"custodyNote":"Wealth Advisors Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jason Dumont","title":"Managing Member/Chief Compliance Officer","crd":"2493241"}],"ownership":[{"label":"Jason Dumont","detail":"Managing member/chief compliance officer in the 75% or more ownership band and a control person, since January 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Iowa","offices":1,"addresses":[{"street":"2771 Oakdale Boulevard,, Suite 4","city":"Coralville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"319-626-3589","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":91},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/291648/PDF/291648.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028513","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wealth Advisors Group have?","answer":"Wealth Advisors Group has 272 clients and manages $278 million for them, as of March 2026. They include 182 individual clients and 90 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wealth Advisors Group offer?","answer":"Wealth Advisors Group provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wealth Advisors Group charge?","answer":"Wealth Advisors Group charges 0.70%–1.00% a year for its Asset Management. The whole portfolio is charged at the rate of its band. The fee is billed in arrears and is negotiable.","source":"FORM ADV2A, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Wealth Advisors Group use?","answer":"Wealth Advisors Group’s separately managed account assets are held at Tiaa-Cref Individual & Institutional Services, LLC (New York, NY), with $165M and Charles Schwab & Co., Inc. (Westlake, TX), with $113M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wealth Advisors Group have?","answer":"Wealth Advisors Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wealth Advisors Group invest in?","answer":"At the end of its last fiscal year, Wealth Advisors Group’s separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wealth Advisors Group?","answer":"Wealth Advisors Group’s direct owner is Jason Dumont (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wealth Advisors Group get paid?","answer":"Wealth Advisors Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Wealth Advisors Group?","answer":"Wealth Advisors Group’s main office is at 2771 Oakdale Boulevard,, Suite 4, Coralville, IA 52241. Its phone number is 319-626-3589. Its website is wealthadvgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}